RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• S•••• M•••••••
- W•••• F•••• A••••••• wirehouse currentsince Oct 6, 2025 · Richmond, Va
- G•••••••• F•••••••• A•••••••• L•• institutionalJul 10, 2023 to Oct 9, 2025 · Richmond, Va
- F••••••• L•• formerMar 1, 2021 to May 19, 2023 · Burnsville, Mn
- N••••• I••••••••• M••••••••• B••••••• T•••• asset managerApr 20, 2020 to Dec 24, 2020 · Philadelphia, Pa
- D••••••• C•••••• M••••••••• A•••••••• I•• formerSep 11, 2012 to Apr 20, 2020 · Philadelphia, Pa
- V••• I••••••••• M••••••••• C•• L•• asset managerApr 4, 2008 to Jan 25, 2011 · New York, Ny
- G•••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Oct 9, 2025, registered Oct 6, 2025 (-3 days) · Other · moved with a team
- F••••••• L•• to G•••••••• F•••••••• A•••••••• L••left May 19, 2023, registered Jul 10, 2023 (52 days) · Other · moved with a team
- N••••• I••••••••• M••••••••• B••••••• T•••• to F••••••• L••left Dec 24, 2020, registered Mar 1, 2021 (67 days) · Other
- D••••••• C•••••• M••••••••• A•••••••• I•• to N••••• I••••••••• M••••••••• B••••••• T••••left Apr 20, 2020, registered Apr 20, 2020 (0 days) · corporate re-registration, not a move
- V••• I••••••••• M••••••••• C•• L•• to D••••••• C•••••• M••••••••• A•••••••• I••left Jan 25, 2011, registered Sep 11, 2012 (595 days) · Other
- A••• S•••• M••••••• left G•••••••• F•••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2025-10-06)Oct 9, 2025 · Advisor changed firm · fact
- A••• S•••• M••••••• left F••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2023-07-10)May 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address