DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amy Nuttall Zwaan

Yosemite Capital Managementindependent RIABoston, Ma IA-onlyIAPD 4857906

Feed of 09/17/2026

Also filed as Amy Zwaan

At current firm

0 y

since Sep 11, 2026

In the industry

21 y

since Dec 2, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cw Advisors, LLC independent RIA current
since Sep 16, 2026 · Boston, Ma
Yosemite Capital Management independent RIA current
since Sep 11, 2026 · Fresno, Ca
Alexander Capital Wealth Management LLC independent RIA
Oct 25, 2024 to Jul 20, 2026 · Clovis, Ca
LPL Financial LLC BD affiliated
Nov 14, 2022 to May 29, 2024 · Fresno, Ca
Wealthplan Partners independent RIA
Jan 7, 2020 to Dec 9, 2022 · Fresno, Ca
Wealthplan Partners former
Sep 9, 2019 to Jul 10, 2020 · Fresno, Ca
Raymond James Financial Services Advisors, Inc BD affiliated
Nov 29, 2018 to Sep 10, 2019 · Fresno, Ca
The Wealth Consulting Group independent RIA
Dec 2, 2016 to Dec 3, 2018 · Fresno, Ca
LPL Financial LLC BD affiliated
Sep 14, 2010 to Mar 17, 2017 · Fresno, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 30, 2007 to Sep 14, 2010 · Fresno, Ca
UBS Financial Services Inc. wirehouse
Dec 3, 2004 to Dec 10, 2007 · Fresno, Ca

Moves

a registration end followed by a registration begin elsewhere

Alexander Capital Wealth Management LLC to Yosemite Capital Management
left Jul 20, 2026, registered Sep 11, 2026 (53 days) · RIA to RIA
LPL Financial LLC to Alexander Capital Wealth Management LLC
left May 29, 2024, registered Oct 25, 2024 (149 days) · Affiliated broker-dealer or bank to independent RIA
Wealthplan Partners to LPL Financial LLC
left Dec 9, 2022, registered Nov 14, 2022 (-25 days) · RIA to RIA
Wealthplan Partners to Wealthplan Partners
left Jul 10, 2020, registered Jan 7, 2020 (-185 days) · corporate re-registration, not a move
Raymond James Financial Services Advisors, Inc to Wealthplan Partners
left Sep 10, 2019, registered Sep 9, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
The Wealth Consulting Group to Raymond James Financial Services Advisors, Inc
left Dec 3, 2018, registered Nov 29, 2018 (-4 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to The Wealth Consulting Group
left Mar 17, 2017, registered Dec 2, 2016 (-105 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Sep 14, 2010, registered Sep 14, 2010 (0 days) · Other
UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 10, 2007, registered Nov 30, 2007 (-10 days) · Wirehouse to wirehouse

Signals

Amy Nuttall Zwaan left Alexander Capital Wealth Management Llc for Yosemite Capital Management (registered 2026-09-11)
Jul 20, 2026 · Advisor changed firm · fact
Amy Nuttall Zwaan left Lpl Financial Llc for Alexander Capital Wealth Management Llc (registered 2024-10-25)
May 29, 2024 · Advisor changed firm · fact
Amy Nuttall Zwaan left Wealthplan Partners for Lpl Financial Llc (registered 2022-11-14)
Dec 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address