DFX Intelligence

B•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industrynot currently registered

B•••••• L••••

Advisor at T• P•••••• C••••• W••••• L••

Greenville, SC

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Search this name across graphsid dfx:ria:ea5c0ee2-1176-c5d3-c691-f3414a13e501

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Feb 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Aug 14, 2024	n/a	yes	Greenville, SC	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 5, 2023	Jul 20, 2024	no	FENTON, MI\|FLINT, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T• P•••••• C••••• W••••• L••	Jul 20, 2024	Aug 14, 2024	25	Firm change	Wirehouse to ibd
C•••••• A•••••••	L•••••• I•••••••••	Feb 22, 2023	Nov 28, 2022

Relationships

Registered with (6)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Aug 14, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 5, 2023 to Jul 20, 2024factForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Nov 28, 2022 to Feb 22, 2023factForm ADV
→ L•••••• I•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea5c0ee2-1176-c5d3-c691-f3414a13e501
First observed: Feb 6, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.