DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• L••••

T• P•••••• C••••• W••••• L••BD affiliatedGreenville, Scdual registrantIAPD 7084431

Feed of 09/14/2026

Also filed as B•••••• Kyle L••••

At current firm

2 y

since Aug 14, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Aug 14, 2024 · Greenville, Sc
J••• M••••• S••••••••• L•• wirehouse
Sep 5, 2023 to Jul 20, 2024 · Fenton, Mi
C•••••• A••••••• BD affiliated
Nov 28, 2022 to Feb 22, 2023 · Royal Oak, Mi
L•••••• I••••••••• independent RIA
Nov 28, 2022 to Feb 22, 2023 · Royal Oak, Mi
E•••••••• W••••• M••••••••• L•• former
Jun 2, 2021 to Nov 14, 2022 · Brighton, Mi
C••••••• S••••••••• I••• BD affiliated
Feb 6, 2021 to Jun 1, 2021 · West Bloomfield, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to T• P•••••• C••••• W••••• L••
left Jul 20, 2024, registered Aug 14, 2024 (25 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• A••••••• to L•••••• I•••••••••
left Feb 22, 2023, registered Nov 28, 2022 (-86 days) · Affiliated broker-dealer or bank to independent RIA
L•••••• I••••••••• to J••• M••••• S••••••••• L••
left Feb 22, 2023, registered Sep 5, 2023 (195 days) · RIA to wirehouse
E•••••••• W••••• M••••••••• L•• to C•••••• A•••••••
left Nov 14, 2022, registered Nov 28, 2022 (14 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to E•••••••• W••••• M••••••••• L••
left Jun 1, 2021, registered Jun 2, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

B•••••• L•••• no longer holds an investment adviser registration (last listed at T• P•••••• C••••• W••••• L•• on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
B•••••• L•••• left J••• M••••• S••••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2024-08-14)
Jul 20, 2024 · Advisor changed firm · fact
B•••••• L•••• left C•••••• A••••••• for L•••••• I••••••••• (registered 2022-11-28)
Feb 22, 2023 · Advisor changed firm · fact
B•••••• L•••• left L•••••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-09-05)
Feb 22, 2023 · Advisor changed firm · fact
B•••••• L•••• left E•••••••• W••••• M••••••••• L•• for C•••••• A••••••• (registered 2022-11-28)
Nov 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address