DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Michael Horvath

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | The Woodlands, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec22024e-e919-7aff-c04e-8eaac8386aa9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 15, 2001
First registration: Dec 2, 2002
Dual registered: yes, broker-dealer
Other names: MIKE HORVATH|Michael R Horvath|MICHAEL ROBERT HORVATH
IAPD individual key: 4259344

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 10, 2024	n/a	yes	The Woodlands, TX\|SAN DIEGO, CA	Current employment
EATON VANCE MANAGEMENT	Asset manager	Apr 8, 2019	May 17, 2024	no	BOSTON, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 27, 2015	Apr 4, 2019	no	HOUSTON, TX\|NEW YORK, NY\|HOUSTON, TX\|NEWPORT BEACH, CA\|NEW YORK, NY	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Feb 16, 2011	Aug 4, 2015	no	ATLANTA, GA\|THE WOODLANDS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 4, 2006	Jun 11, 2009	no	DALLAS, TX\|NEW YORK, NY	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Mar 26, 2003	Dec 4, 2006	no	PLAINSBORO, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 2, 2002	Mar 26, 2003	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EATON VANCE MANAGEMENT	LPL FINANCIAL LLC	May 17, 2024	Jun 10, 2024	24	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EATON VANCE MANAGEMENT	Apr 4, 2019	Apr 8, 2019	4	Firm change	Wirehouse to RIA
INVESCO ADVISERS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 4, 2015	Aug 27, 2015	23	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INVESCO ADVISERS, INC.	Jun 11, 2009	Feb 16, 2011	615	Firm change after gap	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 4, 2006	Dec 4, 2006	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MERRILL LYNCH INVESTMENT MANAGERS LP	Mar 26, 2003	Mar 26, 2003	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 10, 2024 to presentfactForm ADV
→ EATON VANCE MANAGEMENTRegistered adviserregistration: previous registration
Apr 8, 2019 to May 17, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 27, 2015 to Apr 4, 2019factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Feb 16, 2011 to Aug 4, 2015factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Mar 26, 2003 to Dec 4, 2006factForm ADV

Dated events

Occurred
May 17, 2024
Advisor changed firm
Michael Horvath left Eaton Vance Management for Lpl Financial Llc (registered 2024-06-10)
Form ADVobserved 6 days ago