DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Horvath

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 4259344

Feed of 09/14/2026

Also filed as Mike Horvath

At current firm

2 y

since Jun 10, 2024

In the industry

25 y

since Aug 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 10, 2024 · The Woodlands, Tx
Eaton Vance Management asset manager
Apr 8, 2019 to May 17, 2024 · Boston, Ma
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 27, 2015 to Apr 4, 2019 · Houston, Tx
Invesco Advisers, Inc. asset manager
Feb 16, 2011 to Aug 4, 2015 · Atlanta, Ga
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 4, 2006 to Jun 11, 2009 · Dallas, Tx
Merrill Lynch Investment Managers LP unclassified
Mar 26, 2003 to Dec 4, 2006 · Plainsboro, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 2, 2002 to Mar 26, 2003 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

Eaton Vance Management to LPL Financial LLC
left May 17, 2024, registered Jun 10, 2024 (24 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Eaton Vance Management
left Apr 4, 2019, registered Apr 8, 2019 (4 days) · Wirehouse to independent RIA
Invesco Advisers, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 4, 2015, registered Aug 27, 2015 (23 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Invesco Advisers, Inc.
left Jun 11, 2009, registered Feb 16, 2011 (615 days) · Other
Merrill Lynch Investment Managers LP to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 4, 2006, registered Dec 4, 2006 (0 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Merrill Lynch Investment Managers LP
left Mar 26, 2003, registered Mar 26, 2003 (0 days) · Other

Signals

Michael Horvath left Eaton Vance Management for Lpl Financial Llc (registered 2024-06-10)
May 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address