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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

LEE ALLEN SCHARENBERG

Advisor at OSAIC ADVISORY SERVICES, LLC

Coeur d'Alene, ID

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Search this name across graphsid dfx:ria:eda84a4f-180d-b322-ed23-95e765e7c8a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 30, 1983
First registration: Mar 28, 2002
Dual registered: yes, broker-dealer
Other names: LEE ALLEN SCHARENBERG
IAPD individual key: 1200136

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Coeur d'Alene, ID	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Dec 11, 2020	Nov 8, 2024	no	COEUR D`ALENE, ID	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Dec 11, 2020	no	COEUR D`ALENE, ID	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Dec 11, 2003	Nov 6, 2020	no	COEUR DE'ALENE, ID\|SEATTLE, WA	Previous registration
METROPOLITAN FINANCIAL SERVICES, INC.	n/a	Jan 2, 2003	Dec 12, 2003	no	COEUR D ALENE, ID	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Mar 28, 2002	Nov 21, 2002	no	COEUR D'ALENE, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Dec 11, 2020	Dec 11, 2020	0	Channel change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
METROPOLITAN FINANCIAL SERVICES, INC.	KMS FINANCIAL SERVICES, INC	Dec 12, 2003	Dec 11, 2003	-1	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	METROPOLITAN FINANCIAL SERVICES, INC.	Nov 21, 2002	Jan 2, 2003	42	Firm change	Other

Relationships

Registered with (6)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Dec 11, 2020 to Nov 8, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Dec 11, 2020factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Dec 11, 2003 to Nov 6, 2020factForm ADV
→ METROPOLITAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2003 to Dec 12, 2003factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Mar 28, 2002 to Nov 21, 2002factForm ADV

Dated events

No dated event names this entity yet.