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J••• M• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J••• M• G••••

Advisor at S••••••••• W•••••

Scottsdale, AZ | SUMMIT, NJ

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Search this name across graphsid dfx:ria:ee37a245-f93c-aa8f-7399-5ef8b4ec89b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Jul 27, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Apr 2, 2026	n/a	yes	SUMMIT, NJ\|Scottsdale, AZ	Current employment
S••••••• F•••••••• G••••	Independent wealth	May 27, 2025	Jan 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• G••••	S••••••••• W•••••	Jan 29, 2026	Apr 2, 2026	63	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	S••••••• F•••••••• G••••	May 16, 2025

Relationships

Registered with (12)

→ S••••••••• W•••••Registered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ S••••••• F•••••••• G••••Registered adviserregistration: previous registration
May 27, 2025 to Jan 29, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 6, 2022 to May 16, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jan 29, 2026
Advisor changed firm
J••• M• G•••• left S••••••• F•••••••• G•••• for S••••••••• W••••• (registered 2026-04-02)
Form ADVobserved 7 days ago
Occurred
May 16, 2025
Advisor changed firm
J••• M• G•••• left C•••••• S••••• • C••• I••• for S••••••• F•••••••• G•••• (registered 2025-05-27)
Form ADVobserved 7 days ago
Occurred
May 10, 2022
Advisor changed firm
J••• M• G•••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee37a245-f93c-aa8f-7399-5ef8b4ec89b6
First observed: Jul 27, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.