DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M• G••••

S••••••••• W•••••mixed wealthScottsdale, Az IA-onlyIAPD 4382352

Certified Financial Planner

Feed of 09/15/2026

Also filed as J••• M• G••••

At current firm

0 y

since Apr 2, 2026

In the industry

21 y

since Dec 15, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• mixed wealth current
since Apr 2, 2026 · Summit, Nj
S••••••• F•••••••• G•••• independent RIA
May 27, 2025 to Jan 29, 2026 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Jun 6, 2022 to May 16, 2025 · Phoenix, Az
J••• M••••• S••••••••• L•• wirehouse
Sep 3, 2020 to May 10, 2022 · Phoenix, Az
S••••• W••••• A•••••••• I••• no RAUM
Jun 19, 2018 to Sep 1, 2020 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Mar 2, 2018 to Mar 11, 2020 · Phoenix, Az
P•• M•••••• A•••••• S••••••••• I••• former
Apr 25, 2017 to Sep 11, 2017 · Phoenix, Az
M••••• G••••• A••••••• I••• independent RIA
Sep 5, 2015 to Apr 20, 2016 · Schaumberg, Il
U••• F•••••••• P••••••• S••••••• former
Nov 21, 2014 to Aug 27, 2015 · Chicago, Il
A••••• A•• P••••••• S••••••• BD affiliated
Mar 6, 2008 to Oct 9, 2014 · Chicago, Il
O•••• F•• I••• former
Nov 7, 2006 to Apr 25, 2007 · Clayton, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
May 17, 2006 to Nov 1, 2006 · St. Louis, Mo
T• A••••••••• I••• former
Jul 27, 2005 to Nov 1, 2006 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• G•••• to S••••••••• W•••••
left Jan 29, 2026, registered Apr 2, 2026 (63 days) · RIA to RIA
C•••••• S••••• • C••• I••• to S••••••• F•••••••• G••••
left May 16, 2025, registered May 27, 2025 (11 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••
left May 10, 2022, registered Jun 6, 2022 (27 days) · Wirehouse to affiliated broker-dealer or bank
S••••• W••••• A•••••••• I••• to J••• M••••• S••••••••• L••
left Sep 1, 2020, registered Sep 3, 2020 (2 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Mar 11, 2020, registered Jun 19, 2018 (-631 days) · channel change inside one enterprise, not a move
P•• M•••••• A•••••• S••••••••• I••• to C•••••• S••••• • C••• I•••
left Sep 11, 2017, registered Mar 2, 2018 (172 days) · Other
M••••• G••••• A••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••
left Apr 20, 2016, registered Apr 25, 2017 (370 days) · Other
U••• F•••••••• P••••••• S••••••• to M••••• G••••• A••••••• I•••
left Aug 27, 2015, registered Sep 5, 2015 (9 days) · Other
A••••• A•• P••••••• S••••••• to U••• F•••••••• P••••••• S•••••••
left Oct 9, 2014, registered Nov 21, 2014 (43 days) · Other
O•••• F•• I••• to A••••• A•• P••••••• S•••••••
left Apr 25, 2007, registered Mar 6, 2008 (316 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 1, 2006, registered May 17, 2006 (-168 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to O•••• F•• I•••
left Nov 1, 2006, registered Nov 7, 2006 (6 days) · Other

Signals

J••• M• G•••• left S••••••• F•••••••• G•••• for S••••••••• W••••• (registered 2026-04-02)
Jan 29, 2026 · Advisor changed firm · fact
J••• M• G•••• left C•••••• S••••• • C••• I••• for S••••••• F•••••••• G•••• (registered 2025-05-27)
May 16, 2025 · Advisor changed firm · fact
J••• M• G•••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-06-06)
May 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address