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RIA / WealthAdvisor29 years in industry

TODD ALAN SIXT

Advisor at STRAIT & SOUND

San Francisco, CA

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Search this name across graphsid dfx:ria:f038cc7b-9511-d487-d4cd-3ce2d4a89df8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRAIT & SOUND
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 13, 1996
First registration: Feb 23, 2000
Dual registered: no
IAPD individual key: 2829082

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRAIT & SOUND	Independent wealth	Oct 6, 2020	n/a	yes	San Francisco, CA	Current employment
MUTUAL ADVISORS, LLC	Bd affiliated wealth	May 20, 2020	Oct 6, 2020	no	San Francisco, CA	Previous registration
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Oct 6, 2015	May 7, 2020	no	San Jose, CA\|COSTA MESA, CA\|Mountain View, CA	Previous registration
PROTECTED INVESTORS OF AMERICA	Former SEC adviser	Aug 20, 2015	Oct 1, 2015	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Jun 13, 2014	Jul 29, 2015	no	SAN JOSE, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 26, 2010	Oct 14, 2013	no	SAN MATEO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 26, 2010	Oct 14, 2013	no	San Mateo, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 3, 2009	Mar 29, 2010	no	Los Gatos, CA	Previous registration
THE CAPROCK GROUP, LLC	Independent wealth	Sep 3, 2008	Sep 29, 2009	no	BOISE, ID	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 3, 2007	Nov 12, 2007	no	SAN FRANCISCO, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 23, 2000	Dec 31, 2006	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL ADVISORS, LLC	STRAIT & SOUND	Oct 6, 2020	Oct 6, 2020	0	Firm change	Ibd to RIA
ALPHA CUBED INVESTMENTS, LLC	MUTUAL ADVISORS, LLC	May 7, 2020	May 20, 2020	13	Firm change	RIA to ibd
PROTECTED INVESTORS OF AMERICA	ALPHA CUBED INVESTMENTS, LLC	Oct 1, 2015	Oct 6, 2015	5	Firm change	Other
ALPHA CUBED INVESTMENTS, LLC	PROTECTED INVESTORS OF AMERICA	Jul 29, 2015	Aug 20, 2015	22	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2013	Mar 26, 2010	-1,298	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 14, 2013	Mar 26, 2010	-1,298	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 29, 2010	Mar 26, 2010	-3	Firm change	Other
THE CAPROCK GROUP, LLC	CHARLES SCHWAB & CO., INC.	Sep 29, 2009	Nov 3, 2009	35	Firm change	Other
STRATEGIC ADVISERS LLC	THE CAPROCK GROUP, LLC	Nov 12, 2007	Sep 3, 2008	296	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6082:159347:CA:2015-10-01	Oct 1, 2015	Oct 6, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (9)

→ STRAIT & SOUNDRegistered adviserregistration: current employment
Oct 6, 2020 to presentfactForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 20, 2020 to Oct 6, 2020factForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 6, 2015 to May 7, 2020factForm ADV
→ PROTECTED INVESTORS OF AMERICARegistered adviserregistration: previous registration
Aug 20, 2015 to Oct 1, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 26, 2010 to Oct 14, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 26, 2010 to Oct 14, 2013factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 3, 2009 to Mar 29, 2010factForm ADV
→ THE CAPROCK GROUP, LLCRegistered adviserregistration: previous registration
Sep 3, 2008 to Sep 29, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 3, 2007 to Nov 12, 2007factForm ADV

Dated events

No dated event names this entity yet.