RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Title
- Chief Executive Officer, Founderreportedstraitandsound.comfirm site, Sep 15, 2026
- Partner or owner
- “In a previous role, where he was a Principal and Director of the Pacific Northwest region, Todd made strategic moves to stimulate the company’s growth from $450 million in assets under management to over $1.”reportedstraitandsound.comthe sentence on the bio page
- Professional profile
- straitandsound.com/team/todd-sixtreportedstraitandsound.comfirm site, Sep 15, 2026
- Professional profile
- linkedin.com/in/todd-sixt-a387543reportedstraitandsound.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Strait & Sound independent RIA currentsince Oct 6, 2020 · San Francisco, Ca
- Mutual Advisors, LLC BD affiliatedMay 20, 2020 to Oct 6, 2020 · San Francisco, Ca
- Alpha Cubed Investments, LLC formerOct 6, 2015 to May 7, 2020 · San Jose, Ca
- Protected Investors Of America formerAug 20, 2015 to Oct 1, 2015 · San Francisco, Ca
- Alpha Cubed Investments, LLC formerJun 13, 2014 to Jul 29, 2015 · San Jose, Ca
- Td Ameritrade, Inc. formerMar 26, 2010 to Oct 14, 2013 · San Mateo, Ca
- Td Ameritrade Investment Management, LLC formerMar 26, 2010 to Oct 14, 2013 · San Mateo, Ca
- Charles Schwab & Co., Inc. national BDNov 3, 2009 to Mar 29, 2010 · Los Gatos, Ca
- The Caprock Group, LLC independent RIASep 3, 2008 to Sep 29, 2009 · Boise, Id
- Strategic Advisers LLC national BDJan 3, 2007 to Nov 12, 2007 · San Francisco, Ca
- Strategic Advisers LLC national BDFeb 23, 2000 to Dec 31, 2006 · San Francisco, Ca
- Mutual Advisors, LLC to Strait & Soundleft Oct 6, 2020, registered Oct 6, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Alpha Cubed Investments, LLC to Mutual Advisors, LLCleft May 7, 2020, registered May 20, 2020 (13 days) · RIA to affiliated broker-dealer or bank
- Protected Investors Of America to Alpha Cubed Investments, LLCleft Oct 1, 2015, registered Oct 6, 2015 (5 days) · Other · moved with a team
- Alpha Cubed Investments, LLC to Protected Investors Of Americaleft Jul 29, 2015, registered Aug 20, 2015 (22 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 14, 2013, registered Mar 26, 2010 (-1298 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Oct 14, 2013, registered Mar 26, 2010 (-1298 days) · Other
- Charles Schwab & Co., Inc. to Td Ameritrade Investment Management, LLCleft Mar 29, 2010, registered Mar 26, 2010 (-3 days) · Other
- The Caprock Group, LLC to Charles Schwab & Co., Inc.left Sep 29, 2009, registered Nov 3, 2009 (35 days) · Other
- Strategic Advisers LLC to The Caprock Group, LLCleft Nov 12, 2007, registered Sep 3, 2008 (296 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address