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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

BRIAR KAYE GOLDEN

Advisor at CITIZENS SECURITIES, INC.

HAMPTON, NH | ALBANY, NY

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Search this name across graphsid dfx:ria:f039003c-68a3-91c1-61d8-cca38a09b17b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 18, 2002
First registration: Jan 23, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4474787

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jul 20, 2023	n/a	yes	HAMPTON, NH\|ALBANY, NY	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Mar 11, 2022	no	PORTSMOUTH, NH\|BEDFORD, NH\|BOSTON, MA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 19, 2012	Mar 25, 2017	no	SOUTHBOROUGH, MA\|PORTSMOUTH, NH\|WESTBORO, MA\|MANCHESTER, NH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 29, 2008	Sep 16, 2010	no	PORTSMOUTH, NH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 14, 2006	Sep 3, 2008	no	PORTSMOUTH, NH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 23, 2002	Nov 21, 2006	no	PORTSMOUTH, NH\|PORTSMOUTH, NH\|PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CITIZENS SECURITIES, INC.	Mar 11, 2022	Jul 20, 2023	496	Firm change after gap	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MSI FINANCIAL SERVICES, INC.	Sep 16, 2010	Jun 19, 2012	642	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Sep 3, 2008	Aug 29, 2008	-5	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 21, 2006	Nov 14, 2006	-7	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jul 20, 2023 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Mar 11, 2022factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 19, 2012 to Mar 25, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 29, 2008 to Sep 16, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 14, 2006 to Sep 3, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 23, 2002 to Nov 21, 2006factForm ADV

Dated events

Occurred
Mar 11, 2022
Advisor changed firm
Briar Kaye Golden left Mml Investors Services, Llc for Citizens Securities, Inc. (registered 2023-07-20)
Form ADVobserved 6 days ago