DFX Intelligence

B•••• L•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

B•••• L•••• C••••••

Advisor at G••••• R••••••••• P••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2bd12c7-dccb-6ced-6ed4-f2930d9074cb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Jun 27, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• I••••••••• P•••••••• L••	Independent wealth	Nov 6, 2023	n/a	yes	Northbrook, IL\|AUSTIN, TX	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Nov 6, 2023	n/a	yes	SAN RAFAEL, CA\|Northbrook, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A•••••••• I•••• A• H•• I••••••••• C••••••	H•• I••••••••• P•••••••• L••	Mar 30, 2026	Nov 6, 2023	-875	Firm change after gap	Other
H•• I••••••••• A•••••••• I••	T••••• A•••••••• I•••• A• H•• I••••••••• C••••••	Mar 30, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
293807:150252:IL:2022-10-25	Oct 25, 2022	Jun 27, 2022	NORTHBROOK, IL	Firm change after gap

Relationships

Registered with (7)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Nov 6, 2023 to presentfactForm ADV
→ H•• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Nov 6, 2023 to presentfactForm ADV
→ T••••• A•••••••• I•••• A• H•• I••••••••• C••••••Registered adviserregistration: previous registration
Jun 27, 2022 to Mar 30, 2026factForm ADV
→ H•• I••••••••• A•••••••• I••

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
B•••• L•••• C•••••• left H•• I••••••••• A•••••••• I•• for G••••• R••••••••• P••••••• L•• (registered 2023-11-06)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2026
Advisor changed firm
B•••• L•••• C•••••• left T••••• A•••••••• I•••• A• H•• I••••••••• C•••••• for H•• I••••••••• A•••••••• I•• (registered 2022-06-27)
Form ADVobserved 7 days ago
Occurred
Nov 6, 2023
Advisor changed firm
B•••• L•••• C•••••• left H•• I••••••••• I••••••••• S••••••• I••• for M••••••••• A••••••• S•••••••• I••• (registered 2022-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2bd12c7-dccb-6ced-6ed4-f2930d9074cb
First observed: Jun 27, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.