DFX Intelligence

T••••• A•••••••• I•••• A• H•• I••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 10b 100b

T••••• A•••••••• I•••• A• H•• I••••••••• C••••••

T••••• ADVISORS, INC., CRD 119300

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:47406440-6ff7-b726-7ab3-f6c92fd3fb62

Data as of Jan 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 18
On other graphs: 0
Observed: Mar 28, 2012 to Jan 8, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16B••• Locked
Discretionary RAUM: $878M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• A••••••••• A•••••••••	PRESIDENT, MANAGING DIRECTOR	Na	yes	12/2022	Apr 1, 2013	Mar 25, 2024
H••••• I••••••••• I•••	Shareholder	E	yes	10/2013	Mar 16, 2022	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• R••••••••• P••••••• L••	n/a	Institutional manager	$170B	N	yes	n/a
T•• A••••••• S•••••••• L••	n/a	Independent wealth	$12B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$16B	$16B	0.0%	$15B	3.1%	14	14	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H•• I••••••••• P•••••••• L••	3	Mar 30, 2026	Jan 29, 2026	LOUISVILLE, KY	Firm absorbed	Other	100.0%

Relationships

Affiliated with (11)

← H•• I••••••••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← G••••• R••••••••• P••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← R•• F••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ M••••••••• A••••••• S•••••••• I•••Registered adviserother investment adviser, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors
Occurred
Mar 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47406440-6ff7-b726-7ab3-f6c92fd3fb62
First observed: Mar 28, 2012
Last observed: Jan 8, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.