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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL PAUL CAPRIOTTI

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Sea Isle City, NJ | Vineland, NJ

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Search this name across graphsid dfx:ria:f34e8bb6-cc0f-4ea4-b9ac-394fd1f8d0bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 26, 2003
First registration: Mar 3, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4533812

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Feb 26, 2025	n/a	yes	Sea Isle City, NJ\|MORRISTOWN, NJ\|Vineland, NJ	Current employment
PRIVATE PORTFOLIO PARTNERS, LLC	Former SEC adviser	Mar 25, 2014	Apr 8, 2025	no	VINELAND, NJ\|PARAMUS, NJ\|Vineland, NJ\|Somers Point, NJ\|Sea Isle City, NJ	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Nov 15, 2013	Mar 24, 2014	no	FORT WASHINGTON, PA\|VINELAND, NJ	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 1, 2009	Mar 21, 2014	no	FORT WASHINGTON, PA\|VINELAND, NJ	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Apr 5, 2004	Jul 2, 2009	no	VINELAND, NJ\|VINELAND, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 3, 2003	Mar 1, 2004	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE PORTFOLIO PARTNERS, LLC	PRIVATE ADVISOR GROUP, LLC	Apr 8, 2025	Feb 26, 2025	-41	Firm change after gap	RIA to ibd
CAPITAL ANALYSTS	PRIVATE PORTFOLIO PARTNERS, LLC	Mar 24, 2014	Mar 25, 2014	1	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Mar 21, 2014	Nov 15, 2013	-126	Firm change after gap	Other
TOWER SQUARE SECURITIES, INC.	LINCOLN INVESTMENT	Jul 2, 2009	Jul 1, 2009	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TOWER SQUARE SECURITIES, INC.	Mar 1, 2004	Apr 5, 2004	35	Firm change	Other

Relationships

Registered with (6)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Feb 26, 2025 to presentfactForm ADV
→ PRIVATE PORTFOLIO PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 25, 2014 to Apr 8, 2025factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Nov 15, 2013 to Mar 24, 2014factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 1, 2009 to Mar 21, 2014factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Apr 5, 2004 to Jul 2, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 3, 2003 to Mar 1, 2004factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
Michael Paul Capriotti left Private Portfolio Partners, Llc for Private Advisor Group, Llc (registered 2025-02-26)
Form ADVobserved 5 days ago