RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••• C••••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Feb 26, 2025 · Sea Isle City, Nj
- P•••••• P•••••••• P•••••••• L•• formerMar 25, 2014 to Apr 8, 2025 · Vineland, Nj
- C•••••• A••••••• BD affiliatedNov 15, 2013 to Mar 24, 2014 · Fort Washington, Pa
- L•••••• I••••••••• independent RIAJul 1, 2009 to Mar 21, 2014 · Fort Washington, Pa
- T•••• S••••• S••••••••• I••• formerApr 5, 2004 to Jul 2, 2009 · Vineland, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 3, 2003 to Mar 1, 2004 · Pennington, Nj
- P•••••• P•••••••• P•••••••• L•• to P•••••• A•••••• G••••• L••left Apr 8, 2025, registered Feb 26, 2025 (-41 days) · RIA to affiliated broker-dealer or bank
- C•••••• A••••••• to P•••••• P•••••••• P•••••••• L••left Mar 24, 2014, registered Mar 25, 2014 (1 days) · Other
- L•••••• I••••••••• to C•••••• A•••••••left Mar 21, 2014, registered Nov 15, 2013 (-126 days) · Other
- T•••• S••••• S••••••••• I••• to L•••••• I•••••••••left Jul 2, 2009, registered Jul 1, 2009 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•••• S••••• S••••••••• I•••left Mar 1, 2004, registered Apr 5, 2004 (35 days) · Other
- M•••••• P••• C•••••••• left P•••••• P•••••••• P•••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2025-02-26)Apr 8, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address