DFX Intelligence
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Reading the graph
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Advisor at S••••••••• F•••••••• G••••• L••
WORMLEYSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• F•••••••• G••••• L•• | Independent wealth | Feb 1, 2024 | n/a | yes | WORMLEYSBURG, PA | Current employment |
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jul 27, 2021 | Feb 2, 2024 | no | Wormleysburg, PA|ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | S••••••••• F•••••••• G••••• L•• | Feb 2, 2024 | Feb 1, 2024 | -1 | Firm change | Ibd to new firm |
| P•••• S••••••••• L•• | O•••• A••••••• S•••••••• L•• | Jul 28, 2021 | Jul 27, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171070:327529:GA:2024-02-02 | Feb 2, 2024 | Feb 1, 2024 | ATLANTA, GA | Firm change |
| 7691:39550:PA:2019-12-24 | Dec 24, 2019 | Jan 3, 2020 | CAMP HILL, PA | Firm change |
| P•••• S••••••••• L•• | No RAUM reported | Mar 30, 2021 | Jul 28, 2021 | no | CAMP HILL, PA|Exton, PA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jan 3, 2020 | Mar 29, 2021 | no | MIDDLETOWN, PA|MIDDLETOWN, PA|MONROEVILLE, PA|MECHANICSBURG, PA|CARLISLE, PA|HARRISBURG, PA|MONROEVILLE, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 25, 2017 | Dec 24, 2019 | no | CAMP HILL, PA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Oct 15, 2014 | Jan 30, 2017 | no | CAMP HILL, PA | Previous registration |
| -1 |
| Firm change |
| Ibd to ibd |
| C••••••• S••••••••• I••• | P•••• S••••••••• L•• | Mar 29, 2021 | Mar 30, 2021 | 1 | Firm change | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••••••• S••••••••• I••• | Dec 24, 2019 | Jan 3, 2020 | 10 | Firm change | Wirehouse to ibd |
| O•••• F•• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 30, 2017 | Jan 25, 2017 | -5 | Firm change | Other |