RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T• R•••••
- S••••••••• F•••••••• G••••• L•• independent RIA currentsince Feb 1, 2024 · Wormleysburg, Pa
- O•••• A••••••• S•••••••• L•• BD affiliatedJul 27, 2021 to Feb 2, 2024 · Wormleysburg, Pa
- P•••• S••••••••• L•• no RAUMMar 30, 2021 to Jul 28, 2021 · Camp Hill, Pa
- C••••••• S••••••••• I••• BD affiliatedJan 3, 2020 to Mar 29, 2021 · Middletown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 25, 2017 to Dec 24, 2019 · Camp Hill, Pa
- O•••• F•• I••• formerOct 15, 2014 to Jan 30, 2017 · Camp Hill, Pa
- O•••• A••••••• S•••••••• L•• to S••••••••• F•••••••• G••••• L••left Feb 2, 2024, registered Feb 1, 2024 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- P•••• S••••••••• L•• to O•••• A••••••• S•••••••• L••left Jul 28, 2021, registered Jul 27, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P•••• S••••••••• L••left Mar 29, 2021, registered Mar 30, 2021 (1 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Dec 24, 2019, registered Jan 3, 2020 (10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 30, 2017, registered Jan 25, 2017 (-5 days) · Other
- J••••• T• R••••• left O•••• A••••••• S•••••••• L•• for S••••••••• F•••••••• G••••• L•• (registered 2024-02-01)Feb 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address