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RIA / WealthAdvisor18 years in industry

Aaron Keith Ulrich

Advisor at CORECAP ADVISORS

SOUTHFIELD, MI | Prospect, KY

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Search this name across graphsid dfx:ria:f62b9b05-82a0-7314-e4ea-273b9bb6894f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: May 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORECAP ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: May 5, 2008
First registration: May 6, 2008
Dual registered: no
Other names: Aaron Ulrich|AARON KEITH ULRICH|Aaron K Ulrich
IAPD individual key: 5484348

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORECAP ADVISORS	Bd affiliated wealth	Dec 15, 2025	n/a	yes	SOUTHFIELD, MI\|Prospect, KY	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Nov 5, 2024	Dec 11, 2025	no	PHOENIX, AZ\|PROSPECT, KY	Previous registration
GRADIENT ADVISORS, LLC	Independent wealth	Apr 15, 2024	Nov 19, 2024	no	ARDEN HILLS, MN\|Prospect, KY\|Prospect, KY	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Nov 10, 2023	Feb 29, 2024	no	Elizabethtown, KY\|Louisville, KY	Previous registration
FORTHRIGHT CAPITAL	Independent wealth	Jul 25, 2023	Oct 24, 2023	no	Prospect, KY\|LAS VEGAS, NV	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 27, 2022	Apr 24, 2023	no	Louisville, KY\|Prospect, KY	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 19, 2021	Oct 22, 2021	no	LOUISVILLE, KY	Previous registration
UNITED ADVISORS AMERICA	Independent wealth	Oct 6, 2020	Jan 14, 2021	no	Prospect, KY\|Louisville, KY\|PROSPER, TX	Previous registration
MERCURIO WEALTH ADVISORS	Independent wealth	Nov 2, 2017	May 4, 2018	no	LOUISVILLE, KY	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Aug 25, 2016	Jan 4, 2017	no	SAN ANTONIO, TX\|Shepherdsville, KY	Previous registration
WADDELL & REED	Former SEC adviser	Jul 12, 2010	Aug 22, 2016	no	LOUISVILLE, KY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jun 1, 2010	Jun 30, 2010	no	LOUISVILLE, KY	Previous registration
WADDELL & REED	Former SEC adviser	May 6, 2008	Apr 21, 2010	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	CORECAP ADVISORS	Dec 11, 2025	Dec 15, 2025	4	Firm change	RIA to ibd
GRADIENT ADVISORS, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Nov 19, 2024	Nov 5, 2024	-14	Firm change	RIA to RIA
AE WEALTH MANAGEMENT, LLC	GRADIENT ADVISORS, LLC	Feb 29, 2024	Apr 15, 2024	46	Firm change	Ibd to RIA
FORTHRIGHT CAPITAL	AE WEALTH MANAGEMENT, LLC	Oct 24, 2023	Nov 10, 2023	17	Firm change	RIA to ibd
AE WEALTH MANAGEMENT, LLC	FORTHRIGHT CAPITAL	Apr 24, 2023	Jul 25, 2023	92	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	AE WEALTH MANAGEMENT, LLC	Oct 22, 2021	Jan 27, 2022	97	Firm change	Ibd to ibd
UNITED ADVISORS AMERICA	PRUCO SECURITIES, LLC	Jan 14, 2021	Mar 19, 2021	64	Firm change	RIA to ibd
MERCURIO WEALTH ADVISORS	UNITED ADVISORS AMERICA	May 4, 2018	Oct 6, 2020	886	Firm change after gap	RIA to RIA
INVESTMENT PROFESSIONALS, INC.	MERCURIO WEALTH ADVISORS	Jan 4, 2017	Nov 2, 2017	302	Firm change	Other
WADDELL & REED	INVESTMENT PROFESSIONALS, INC.	Aug 22, 2016	Aug 25, 2016	3	Firm change	Other
PNC WEALTH MANAGEMENT	WADDELL & REED	Jun 30, 2010	Jul 12, 2010	12	Firm change	Other
WADDELL & REED	PNC WEALTH MANAGEMENT	Apr 21, 2010	Jun 1, 2010	41	Firm change	Other

Relationships

Registered with (11)

→ CORECAP ADVISORSRegistered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Nov 5, 2024 to Dec 11, 2025factForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 15, 2024 to Nov 19, 2024factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 10, 2023 to Feb 29, 2024factForm ADV
→ FORTHRIGHT CAPITALRegistered adviserregistration: previous registration
Jul 25, 2023 to Oct 24, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 19, 2021 to Oct 22, 2021factForm ADV
→ UNITED ADVISORS AMERICARegistered adviserregistration: previous registration
Oct 6, 2020 to Jan 14, 2021factForm ADV
→ MERCURIO WEALTH ADVISORSRegistered adviserregistration: previous registration
Nov 2, 2017 to May 4, 2018factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Aug 25, 2016 to Jan 4, 2017factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 12, 2010 to Aug 22, 2016factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 1, 2010 to Jun 30, 2010factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor changed firm
Aaron Keith Ulrich left Foundations Investment Advisors Llc for Corecap Advisors (registered 2025-12-15)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2024
Advisor changed firm
Aaron Keith Ulrich left Gradient Advisors, Llc for Foundations Investment Advisors Llc (registered 2024-11-05)
Form ADVobserved 4 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Aaron Keith Ulrich left Ae Wealth Management, Llc for Gradient Advisors, Llc (registered 2024-04-15)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2023
Advisor changed firm
Aaron Keith Ulrich left Forthright Capital for Ae Wealth Management, Llc (registered 2023-11-10)
Form ADVobserved 4 days ago
Occurred
Apr 24, 2023
Advisor changed firm
Aaron Keith Ulrich left Ae Wealth Management, Llc for Forthright Capital (registered 2023-07-25)
Form ADVobserved 4 days ago