DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Aaron Keith Ulrich

Corecap AdvisorsBD affiliatedSouthfield, Mi IA-onlyIAPD 5484348

Feed of 09/15/2026

Also filed as Aaron Ulrich

At current firm

0 y

since Dec 15, 2025

In the industry

18 y

since May 5, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Corecap Advisors BD affiliated current
since Dec 15, 2025 · Southfield, Mi
Foundations Investment Advisors LLC independent RIA
Nov 5, 2024 to Dec 11, 2025 · Phoenix, Az
Gradient Advisors, LLC independent RIA
Apr 15, 2024 to Nov 19, 2024 · Arden Hills, Mn
Ae Wealth Management, LLC BD affiliated
Nov 10, 2023 to Feb 29, 2024 · Elizabethtown, Ky
Forthright Capital independent RIA
Jul 25, 2023 to Oct 24, 2023 · Prospect, Ky
Ae Wealth Management, LLC BD affiliated
Jan 27, 2022 to Apr 24, 2023 · Louisville, Ky
Pruco Securities, LLC no RAUM
Mar 19, 2021 to Oct 22, 2021 · Louisville, Ky
United Advisors America independent RIA
Oct 6, 2020 to Jan 14, 2021 · Prospect, Ky
Mercurio Wealth Advisors independent RIA
Nov 2, 2017 to May 4, 2018 · Louisville, Ky
Investment Professionals, Inc. former
Aug 25, 2016 to Jan 4, 2017 · San Antonio, Tx
Waddell & Reed former
Jul 12, 2010 to Aug 22, 2016 · Louisville, Ky
Pnc Wealth Management BD affiliated
Jun 1, 2010 to Jun 30, 2010 · Louisville, Ky
Waddell & Reed former
May 6, 2008 to Apr 21, 2010 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

Foundations Investment Advisors LLC to Corecap Advisors
left Dec 11, 2025, registered Dec 15, 2025 (4 days) · RIA to affiliated broker-dealer or bank
Gradient Advisors, LLC to Foundations Investment Advisors LLC
left Nov 19, 2024, registered Nov 5, 2024 (-14 days) · RIA to RIA
Ae Wealth Management, LLC to Gradient Advisors, LLC
left Feb 29, 2024, registered Apr 15, 2024 (46 days) · Affiliated broker-dealer or bank to independent RIA
Forthright Capital to Ae Wealth Management, LLC
left Oct 24, 2023, registered Nov 10, 2023 (17 days) · RIA to affiliated broker-dealer or bank
Ae Wealth Management, LLC to Forthright Capital
left Apr 24, 2023, registered Jul 25, 2023 (92 days) · Affiliated broker-dealer or bank to independent RIA
Pruco Securities, LLC to Ae Wealth Management, LLC
left Oct 22, 2021, registered Jan 27, 2022 (97 days) · Affiliated broker-dealer or bank to another
United Advisors America to Pruco Securities, LLC
left Jan 14, 2021, registered Mar 19, 2021 (64 days) · RIA to affiliated broker-dealer or bank
Mercurio Wealth Advisors to United Advisors America
left May 4, 2018, registered Oct 6, 2020 (886 days) · RIA to RIA
Investment Professionals, Inc. to Mercurio Wealth Advisors
left Jan 4, 2017, registered Nov 2, 2017 (302 days) · Other
Waddell & Reed to Investment Professionals, Inc.
left Aug 22, 2016, registered Aug 25, 2016 (3 days) · Other
Pnc Wealth Management to Waddell & Reed
left Jun 30, 2010, registered Jul 12, 2010 (12 days) · Other
Waddell & Reed to Pnc Wealth Management
left Apr 21, 2010, registered Jun 1, 2010 (41 days) · Other

Signals

Aaron Keith Ulrich left Foundations Investment Advisors Llc for Corecap Advisors (registered 2025-12-15)
Dec 11, 2025 · Advisor changed firm · fact
Aaron Keith Ulrich left Gradient Advisors, Llc for Foundations Investment Advisors Llc (registered 2024-11-05)
Nov 19, 2024 · Advisor changed firm · fact
Aaron Keith Ulrich left Ae Wealth Management, Llc for Gradient Advisors, Llc (registered 2024-04-15)
Feb 29, 2024 · Advisor changed firm · fact
Aaron Keith Ulrich left Forthright Capital for Ae Wealth Management, Llc (registered 2023-11-10)
Oct 24, 2023 · Advisor changed firm · fact
Aaron Keith Ulrich left Ae Wealth Management, Llc for Forthright Capital (registered 2023-07-25)
Apr 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address