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Advisor at BFC PLANNING, INC.
CEDAR RAPIDS, IA | Lake St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BFC PLANNING, INC. | Bd affiliated wealth | Feb 27, 2026 | n/a | yes | Lake St. Louis, MO|CEDAR RAPIDS, IA | Current employment |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Nov 4, 2013 | Feb 22, 2026 | no | Lake St Louis, MO|SCHAUMBURG, IL|SCHAUMBURG, IL|Wentzville, MO|Lake St Louis, MO | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Apr 23, 2013 | Nov 4, 2013 | no | ST LOUIS, MO|SARASOTA, FL | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 3, 2012 | Jan 3, 2013 | no | CLAYTON, MO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 3, 2012 | Jan 3, 2013 | no | St Louis, MO | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jun 4, 2012 | Jun 29, 2012 | no | CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WORLD EQUITY GROUP, INC. | BFC PLANNING, INC. | Feb 22, 2026 | Feb 27, 2026 | 5 | Firm change | Ibd to ibd |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | WORLD EQUITY GROUP, INC. | Nov 4, 2013 | Nov 4, 2013 | 0 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jan 3, 2013 | Jul 3, 2012 | -184 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Jan 3, 2013 | Apr 23, 2013 | 110 | Firm change | Other |
| PNC WEALTH MANAGEMENT | TD AMERITRADE, INC. | Jun 29, 2012 | Jul 3, 2012 | 4 | Firm change | Other |