RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• F••••• H••••••
- B•• P•••••••• I••• BD affiliated currentsince Feb 27, 2026 · Lake St. Louis, Mo
- W•••• E••••• G••••• I••• BD affiliatedNov 4, 2013 to Feb 22, 2026 · Lake St Louis, Mo
- G••••• F•••••••• P•••••• C••••••• I••• formerApr 23, 2013 to Nov 4, 2013 · St Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 3, 2012 to Jan 3, 2013 · Clayton, Mo
- T• A••••••••• I••• formerJul 3, 2012 to Jan 3, 2013 · St Louis, Mo
- P•• W••••• M••••••••• BD affiliatedJun 4, 2012 to Jun 29, 2012 · Clayton, Mo
- W•••• E••••• G••••• I••• to B•• P•••••••• I•••left Feb 22, 2026, registered Feb 27, 2026 (5 days) · Affiliated broker-dealer or bank to another
- G••••• F•••••••• P•••••• C••••••• I••• to W•••• E••••• G••••• I•••left Nov 4, 2013, registered Nov 4, 2013 (0 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 3, 2013, registered Jul 3, 2012 (-184 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Jan 3, 2013, registered Apr 23, 2013 (110 days) · Other
- P•• W••••• M••••••••• to T• A••••••••• I•••left Jun 29, 2012, registered Jul 3, 2012 (4 days) · Other
- S•••• F••••• H•••••• left W•••• E••••• G••••• I••• for B•• P•••••••• I••• (registered 2026-02-27)Feb 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address