This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Jul 16, 2018

First registration

Dec 20, 2018

Dual registered

yes, broker-dealer

Other names

Matt Johnson|Matthew Johnson|Matthew Robert Johnson

IAPD individual key

6938921

• Occurred

  Jul 29, 2024
  Advisor changed firm

  Matthew Johnson left Sage Advisory Services Ltd Co for Ameriprise Financial Services, Llc (registered 2024-09-10)

  Form ADVobserved 6 days ago
• Occurred

  Feb 7, 2022
  Advisor changed firm

  Matthew Johnson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Sage Advisory Services Ltd Co (registered 2022-02-17)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f781526b-1cc1-8e19-25a8-66fae69d04eb

First observed

Dec 20, 2018

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.