DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• W••••• C••••••••• L••
Latest filing Aug 18, 2026
First filing on the tape Apr 7, 2020 · 25 filings
SEC status approved since May 7, 2020
RAUM
$1.1B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
83%
$930M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$74.7M
derived; firm RAUM over IAPD count
Employees
22
17 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.1B as of Aug 18, 2026
Mar 9, 2021$303M then
HNW client RAUM$602M as of Aug 18, 2026
Mar 9, 2021$164M then
State-registered IARs (5.B.3)17 as of Aug 18, 2026
Mar 9, 20217 then
Employees (5.A)22 as of Aug 18, 2026
Mar 9, 202114 then
Private funds: no history
RAUM +27% over the last fiscal year+31% a year over threeIARs 14 to 17
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $74.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 121derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $223,405derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $608M, 1,068 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$602M54%
- Individuals$328M29%
- Pension and profit-sharing plans$157M14%
- Corporations and businesses$27.9M2.5%
- Charitable organizations$6.6M0.6%
- Individual clients
- 1,554reported
- HNW clients
- 264reported
- Pension plan clients
- 82reported
- Charitable clients
- n/areported
- Accounts
- 5,018reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $608M for 1,068 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A•••••• F••Personal Financial Specialist | Wichita, Ks | Jun 22, 2020 | 15 y | 1 |
| B•••• C••• S••••• | Wichita, Ks | Jun 22, 2020 | 38 y | 1 |
| J••••• T•••• M•••••••Personal Financial Specialist | Wichita, Ks | Jun 22, 2020 | 26 y | 1 |
| T•••• L••••• W•••••••Certified Financial Planner | Wichita, Ks | Jun 23, 2020 | 11 y | 2 |
| S••••• R•• B•••••••••Personal Financial Specialist | Wichita, Ks | Jul 2, 2020 | 36 y | 1 |
| J•••••• A• S•••• | Wichita, Ks | Jul 29, 2020 | 21 y | 3 |
| G••••• C••••••••• M•••••Certified Financial Planner | Wichita, Ks | Apr 21, 2021 | 35 y | 6 |
| B•••• I••••• M•••••Certified Financial Planner | Wichita, Ks | Sep 27, 2021 | 10 y | 0 |
| J•••• V••••••Chartered Financial Analyst | Wichita, Ks | Jun 1, 2022 | 15 y | 0 |
| T••• R••••• S•••••••• | Wichita, Ks | Aug 9, 2023 | 16 y | 1 |
| Q•••••• T••••• B•••••• | Overland Park, Ks | Aug 23, 2024 | 12 y | 1 |
| T•••• P•••• L• | Wichita, Ks | Oct 4, 2024 | 12 y | 0 |
| C••• E••••• S••••• | Great Bend, Ks | Oct 29, 2025 | 11 y | 0 |
| D•••• M••••• | Overland Park, Ks | Dec 11, 2025 | 23 y | 1 |
| B•••• A••• W•••• | Wichita, Ks | Jan 20, 2026 | 22 y | 5 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.7% of current headcount1 left over 36 months
Left, latest
- C•••• C••• A•••• to W••••• A••••••• A••••••• G••••• L••Feb 13, 2026 · RIA to RIA
Joined, latest
- B•••• A••• W•••• from M•• S••••••••• L••Jan 20, 2026 · Other
- D•••• M••••• from M•• S••••••••• L••Dec 11, 2025 · Other
- Q•••••• T••••• B•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 23, 2024 · Wirehouse to independent RIA
- T••• R••••• S•••••••• from V•••• F•••••••• A•••••••• I•••Aug 9, 2023 · Affiliated broker-dealer or bank to independent RIA
- G••••• C••••••••• M••••• from F•• W••••• M••••••••• L••Apr 21, 2021 · Other
- C•••• C••• A•••• from A•• W••••• A•••••••• L••Sep 3, 2020 · RIA to a newly registered adviser
- J•••••• A• S•••• from L•• F•••••••• L••Jul 29, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- S••••• R•• B••••••••• from A•••••• A••••••• S•••••••Jul 2, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- T•••• L••••• W••••••• from A•••••• A••••••• S•••••••Jun 23, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• T•••• M••••••• from A•••••• A••••••• S•••••••Jun 22, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••• C••• S••••• from A•••••• A••••••• S•••••••Jun 22, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• A•••••• F•• from A•••••• A••••••• S•••••••Jun 22, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from A•••••• A••••••• S•••••••Jun 25, 2020 · Hays, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• B•••••• L•• · Wealth Operations Manager And Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- M•••••••• J•••••• T•••• · Partner And Wealth Consultantcontrolsince 03/2020 · owns less than 5%
- S•••••• C•••• E••••• · Chief Executive Officercontrolsince 01/2026 · owns less than 5%
- V••••••• J•••• · Chief Investment Officercontrolsince 06/2026 · owns less than 5%
- M•••••••• J•••••• T•••• · Membercontrolsince 10/2019 · owns F of A••••••••• L••
Entity owners
- A••••••••• L•• · Managing Member And Chief Compliance Officerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••• B••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wichita, Ks · principal | 15 | 3 | 1 | ||
| Hutchinson, Ks | 4 | 0 | 0 | ||
| Hays, Ks | 3 | 0 | 0 | ||
| Overland Park, Ks | 3 | 2 | 0 | ||
| Great Bend, Ks | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Hays, KS3 employees
- Hutchinson, KS3 employees
- Little Rock, AR1 employees
- Mcpherson, KS1 employees
- Overland Park, KS1 employees
- Jonesboro, AR1 employees
- Great Bend, KS1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 18, 2026S•••••• C•••• E••••• (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2022-02-18 and 2026-08-18peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 18, 2026V••••••• J•••• (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2022-02-18 and 2026-08-18peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 18, 2026B•••••• B•••••• L•• (WEALTH OPERATIONS MANAGER AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-02-18 and 2026-08-18peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 3,991 to 5,018Oct 2, 2025 to Feb 11, 2026
- Advisory employees · 15 to 17Oct 2, 2025 to Feb 11, 2026
- BD registered reps · 11 to 0Oct 2, 2025 to Feb 11, 2026
- Corporate clients · 37 to 43Oct 2, 2025 to Feb 11, 2026
- HNW clients · 208 to 264Oct 2, 2025 to Feb 11, 2026
- Individual clients · 1,277 to 1,554Oct 2, 2025 to Feb 11, 2026
- Pension plan clients · 89 to 82Oct 2, 2025 to Feb 11, 2026
- Assets in custody · $493M to $608MOct 2, 2025 to Feb 11, 2026
- Employees · 20 to 22Oct 2, 2025 to Feb 11, 2026
- State-registered IARs · 14 to 17Oct 2, 2025 to Feb 11, 2026
- Discretionary RAUM · $785M to $970MOct 2, 2025 to Feb 11, 2026
- HNW RAUM · $456M to $602MOct 2, 2025 to Feb 11, 2026
- Individual RAUM · $268M to $328MOct 2, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $96.3M to $151MOct 2, 2025 to Feb 11, 2026
- Pension RAUM · $138M to $157MOct 2, 2025 to Feb 11, 2026
- RAUM · $881M to $1.1BOct 2, 2025 to Feb 11, 2026
- Financial planning clients · 11-25 to 11-25Jan 30, 2025 to Jun 3, 2025
- Accounts · 3,236 to 3,991Nov 15, 2024 to Jan 30, 2025
- Advisory employees · 14 to 15Nov 15, 2024 to Jan 30, 2025
- BD registered reps · 14 to 11Nov 15, 2024 to Jan 30, 2025
- Charity clients · 1.0 to unsetNov 15, 2024 to Jan 30, 2025
- Corporate clients · 28 to 37Nov 15, 2024 to Jan 30, 2025
- HNW clients · 161 to 208Nov 15, 2024 to Jan 30, 2025
- Individual clients · 1,102 to 1,277Nov 15, 2024 to Jan 30, 2025
- Pension plan clients · 84 to 89Nov 15, 2024 to Jan 30, 2025
- Assets in custody · unset to 492577101.0Nov 15, 2024 to Jan 30, 2025
- Custody of client assets · false to trueNov 15, 2024 to Jan 30, 2025
- Employees · 21 to 20Nov 15, 2024 to Jan 30, 2025
- Discretionary RAUM · $593M to $785MNov 15, 2024 to Jan 30, 2025
- HNW RAUM · $331M to $456MNov 15, 2024 to Jan 30, 2025
- Individual RAUM · $232M to $268MNov 15, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $59.0M to $96.3MNov 15, 2024 to Jan 30, 2025
- Pension RAUM · $75.9M to $138MNov 15, 2024 to Jan 30, 2025
- RAUM · $652M to $881MNov 15, 2024 to Jan 30, 2025
- Advisory activities · 4 to 5Mar 6, 2024 to May 15, 2024
- HQ city · GREAT BEND to WICHITAMar 6, 2024 to May 15, 2024
- Accounts · 2,532 to 3,236Mar 6, 2023 to Mar 6, 2024
- Advisory employees · 11 to 14Mar 6, 2023 to Mar 6, 2024
- BD registered reps · 10 to 14Mar 6, 2023 to Mar 6, 2024
- Charity clients · unset to 1.0Mar 6, 2023 to Mar 6, 2024
Signals
8 dated events
- C•••• C••• A•••• left A••••••••• W••••• C••••••••• L•• for W••••• A••••••• A••••••• G••••• L•• (registered 2026-05-29)Feb 13, 2026 · Advisor changed firm · fact
- A••••••••• W••••• C••••••••• L•• reported RAUM $1.1B, up 27% from $880.9M (2025-10-02 to 2026-02-11)Feb 11, 2026 · RAUM change · derived
- A••••••••• W••••• C••••••••• L•• reported RAUM $880.9M, up 35% from $651.7M (2024-11-15 to 2025-01-30)Jan 30, 2025 · RAUM change · derived
- A••••••••• W••••• C••••••••• L•• reported RAUM $651.7M, up 29% from $503.9M (2023-03-06 to 2024-03-06)Mar 6, 2024 · RAUM change · derived
- A••••••••• W••••• C••••••••• L•• reported RAUM $503.9M, up 27% from $398.3M (2022-05-25 to 2023-03-06)Mar 6, 2023 · RAUM change · derived
- Lee Brenda Bickle (Wealth Operations Manager And Chief Compliance Officer) appeared on Schedule A of A••••••••• W••••• C••••••••• L••Feb 18, 2022 · Control person joined · fact
- A••••••••• W••••• C••••••••• L•• reported RAUM $302.8M, up 68% from $180.2M (2020-12-24 to 2021-03-09)Mar 9, 2021 · RAUM change · derived
- A••••••••• W••••• C••••••••• L•• filed its initial SEC registration (Form ADV)Apr 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/adams-brown-wealth-consultantsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- adamsbrownwc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (316) 262-6578reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- adamsbrownwc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- adamsbrownwc.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026