DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Sparta Wealth Partners

Independent wealth managerCharlotte, North CarolinaCRD 318036SEC 801-123050websiteIAPD
Legal name Total Solutions Enterprise LLC
Latest filing Aug 4, 2026
First filing on the tape Dec 15, 2021 · 22 filings
SEC status approved since Jan 20, 2022
RAUM
$316M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
89%
$281M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$45.1M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$316M as of Aug 4, 2026
Mar 31, 2023$194M then
HNW client RAUM$251M as of Aug 4, 2026
Mar 31, 2023$192M then
State-registered IARs (5.B.3)8 as of Aug 4, 2026
Mar 31, 20232 then
Employees (5.A)8 as of Aug 4, 2026
Mar 31, 20232 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 5 to 8offices 3 to 0
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$45.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$453,756derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+60%derivedItem 5.B.3 between annual amendments
Client growth, one year
-13%derived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$251M79%
  • Individuals$30.4M9.6%
  • Pension and profit-sharing plans$23.1M7.3%
  • Corporations and businesses$10.6M3.4%
  • Charitable organizations$735,8940.2%
Individual clients
78reported
HNW clients
112reported
Pension plan clients
7reported
Charitable clients
2reported
Accounts
696reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=0.89 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
David Blair ThompsonCharlotte, NcApr 18, 202220 y6
Lori Fleischhacker CopelandCharlotte, NcMar 8, 202318 y1
Thomas J RandtCharlotte, Nc Oct 2, 202410 y2
Matthew A NovakCertified Financial PlannerInlet Beach, Fl Apr 14, 202513 y2
Ori Elyse BoucvaltCharlotte, NcJul 1, 202510 y0
Jamie Myers EslerCertified Financial PlannerCharlotte, NcJun 17, 202612 y2
Joseph Bear BogdanCharlotte, NcJun 24, 202615 y0
Advisor movement
3 left, 1 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 43% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Blair David Thompson · President, Ccocontrol
      since 01/2020 · owns less than 5%
    • Blair David Thompson · Presidentcontrol
      since 01/2020 · owns 75% or more of Total Solutions Enterprise Holdings, LLC
    Entity owners
    • Total Solutions Enterprise Holdings, LLC · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Charlotte, Nc · principal7211
    Monroe, Nc001
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • advisor count surgeChange between filings · filing Apr 1, 2026
      advisory representatives (Item 5.B.3) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-04-27 and 2026-04-01; the peer median change was 0.0% (965 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (965) · 98% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 799 to 696
      Apr 1, 2026 to Jul 8, 2026
    • Advisory activities · 4 to 5
      Apr 1, 2026 to Jul 8, 2026
    • Charity clients · 1 to 2
      Apr 1, 2026 to Jul 8, 2026
    • Corporate clients · 12 to 16
      Apr 1, 2026 to Jul 8, 2026
    • HNW clients · 117 to 112
      Apr 1, 2026 to Jul 8, 2026
    • Individual clients · 39 to 78
      Apr 1, 2026 to Jul 8, 2026
    • Pension plan clients · 8 to 7
      Apr 1, 2026 to Jul 8, 2026
    • Financial planning clients · 11-25 to 1-10
      Apr 1, 2026 to Jul 8, 2026
    • Other offices · 2 to 0
      Apr 1, 2026 to Jul 8, 2026
    • Organization form · Partnership to Limited Liability Company
      Apr 1, 2026 to Jul 8, 2026
    • Discretionary RAUM · $275M to $291M
      Apr 1, 2026 to Jul 8, 2026
    • HNW RAUM · $248M to $251M
      Apr 1, 2026 to Jul 8, 2026
    • Individual RAUM · $27.8M to $30.4M
      Apr 1, 2026 to Jul 8, 2026
    • Non-discretionary RAUM · $30.0M to $24.5M
      Apr 1, 2026 to Jul 8, 2026
    • Pension RAUM · $24.0M to $23.1M
      Apr 1, 2026 to Jul 8, 2026
    • RAUM · $305M to $316M
      Apr 1, 2026 to Jul 8, 2026
    • Related adviser · true to false
      Apr 1, 2026 to Jul 8, 2026
    • Related broker-dealer · true to false
      Apr 1, 2026 to Jul 8, 2026
    • Related insurance company · false to true
      Apr 1, 2026 to Jul 8, 2026
    • Accounts · 564 to 799
      Dec 18, 2025 to Mar 31, 2026
    • Advisory employees · 5 to 8
      Dec 18, 2025 to Mar 31, 2026
    • Charity clients · 3 to 1
      Dec 18, 2025 to Mar 31, 2026
    • Corporate clients · 0 to 12
      Dec 18, 2025 to Mar 31, 2026
    • HNW clients · 160 to 117
      Dec 18, 2025 to Mar 31, 2026
    • Individual clients · 20 to 39
      Dec 18, 2025 to Mar 31, 2026
    • Pension plan clients · 7 to 8
      Dec 18, 2025 to Mar 31, 2026
    • Employees · 5 to 8
      Dec 18, 2025 to Mar 31, 2026
    • State-registered IARs · 5 to 8
      Dec 18, 2025 to Mar 31, 2026
    • Discretionary RAUM · $265M to $275M
      Dec 18, 2025 to Mar 31, 2026
    • HNW RAUM · $231M to $248M
      Dec 18, 2025 to Mar 31, 2026
    • Individual RAUM · $12.8M to $27.8M
      Dec 18, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $0 to $30.0M
      Dec 18, 2025 to Mar 31, 2026
    • Pension RAUM · $20.6M to $24.0M
      Dec 18, 2025 to Mar 31, 2026
    • RAUM · $265M to $305M
      Dec 18, 2025 to Mar 31, 2026
    • Financial planning clients · 11-25 to 11-25
      Apr 27, 2025 to Jul 28, 2025
    • HQ city · to CHARLOTTE
      Apr 27, 2025 to Jul 28, 2025
    • HQ state · to NC
      Apr 27, 2025 to Jul 28, 2025
    • Other offices · 3 to 2
      Apr 27, 2025 to Jul 28, 2025
    • Accounts · 374 to 564
      Sep 25, 2024 to Apr 27, 2025
    • Advisory employees · 4 to 5
      Sep 25, 2024 to Apr 27, 2025
    Signals
    7 dated events
    • David Lewis Monk left Sparta Wealth Partners for Fortress Private Ledger, Llc (registered 2026-06-19)
      Jun 16, 2026 · Advisor changed firm · fact
    • Kristopher Alexander Roper left Sparta Wealth Partners for Fortress Private Ledger, Llc (registered 2026-06-18)
      Jun 16, 2026 · Advisor changed firm · fact
    • 2 advisors left Sparta Wealth Partners (Charlotte, NC) for Fortress Private Ledger, LLC on the same day
      Jun 16, 2026 · Team lift-out · derived
    • Andrew Bret Burquest left Sparta Wealth Partners for Njord Capital, Llc (registered 2025-03-04)
      Mar 8, 2025 · Advisor changed firm · fact
    • Nicholas Alan O'Kelly left Sparta Wealth Partners for Cadence Wealth Partners, Llc (registered 2024-03-19)
      Mar 16, 2024 · Advisor changed firm · fact
    • Nathan Daniel Goad left Sparta Wealth Partners for Alden Investment Group (registered 2022-07-28)
      Dec 13, 2022 · Advisor changed firm · fact
    • Total Solutions Enterprise filed its initial SEC registration (Form ADV)
      Dec 15, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    704-575-1148reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/68279081reportedpublic record, Form ADV, Sep 17, 2026
    Website
    spartawp.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    704-575-1148reportedpublic record, Form ADV, Aug 4, 2026
    Contact form
    spartawp.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $45.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026