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Advisor at OSAIC ADVISORY SERVICES, LLC
ARNOLD, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | ARNOLD, MD | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Apr 4, 2018 | Nov 8, 2024 | no | ARNOLD, MD | Previous registration |
| UNITED ADVISORS | Former SEC adviser | Oct 21, 2013 | Apr 13, 2018 | no | ANNAPOLIS, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 9, 2007 | Nov 7, 2013 | no | ANNAPOLIS, MD|STEVENSVILLE, MD|STEVENSVILLE, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 13, 2000 | Jan 9, 2003 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| UNITED ADVISORS | ARBOR POINT ADVISORS | Apr 13, 2018 | Apr 4, 2018 | -9 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | UNITED ADVISORS | Nov 7, 2013 | Oct 21, 2013 | -17 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 9, 2003 | Apr 9, 2007 | 1,551 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133668:165127:MD:2018-04-13 | Apr 13, 2018 | Apr 4, 2018 | ANNAPOLIS, MD | Firm change |