DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JEFFREY Antonio GARCIA

Advisor at QUINCY WELLS ADVISORS, LLC

Hilton, NY | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc0a8a7c-2c5b-36ff-78eb-c457e6a757b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUINCY WELLS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 21, 2004
First registration: Oct 22, 2004
Dual registered: yes, broker-dealer
Other names: JEFFREY GARCIA|JEFFREY ANTONIO GARCIA|JEFFREY A GARCIA
IAPD individual key: 4824738

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUINCY WELLS ADVISORS, LLC	Independent wealth	Mar 31, 2026	n/a	yes	Hilton, NY\|CHICAGO, IL	Current employment
QUINCY WELLS ADVISORS, LLC	Independent wealth	Jan 7, 2022	Mar 26, 2026	no	Rochester, NY\|CHICAGO, IL\|Hilton, NY	Previous registration
QUINCY WELLS ADVISORS, LLC	Independent wealth	Apr 19, 2021	Dec 31, 2021	no	Rochester, NY\|CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 13, 2009	Aug 31, 2010	no	BRAINTREE, MA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 13, 2009	Aug 31, 2010	no	Boston, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 5, 2006	Oct 5, 2007	no	PROVIDENCE, RI	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 22, 2004	Sep 20, 2006	no	PORTSMOUTH, NH\|PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 31, 2010	Mar 13, 2009	-536	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 31, 2010	Mar 13, 2009	-536	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 5, 2007	Mar 13, 2009	525	Firm change after gap	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 20, 2006	Sep 5, 2006	-15	Firm change	Other

Relationships

Registered with (5)

→ QUINCY WELLS ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 7, 2022 to Mar 26, 2026factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Aug 31, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 13, 2009 to Aug 31, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 2006 to Oct 5, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 22, 2004 to Sep 20, 2006factForm ADV

Dated events

No dated event names this entity yet.