DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C•••••• M••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSuffolk, Vadual registrantIAPD 5044277

Feed of 09/14/2026

Also filed as J••• C•••••• Mc Kendree

At current firm

7 y

since Aug 26, 2019

In the industry

20 y

since Feb 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Aug 26, 2019 · Suffolk, Va
C•••••• W••••• A••••••• G••••• L•• independent RIA
Apr 29, 2016 to Aug 21, 2019 · Virginia Beach, Va
L•• F•••••••• L•• BD affiliated
Nov 16, 2012 to May 27, 2016 · Suffolk, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 11, 2008 to Nov 21, 2012 · Norfolk, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 14, 2006 to Jan 28, 2008 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••• W••••• A••••••• G••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 21, 2019, registered Aug 26, 2019 (5 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to C•••••• W••••• A••••••• G••••• L••
left May 27, 2016, registered Apr 29, 2016 (-28 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Nov 21, 2012, registered Nov 16, 2012 (-5 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 28, 2008, registered Mar 11, 2008 (43 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address