DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• P••• G••••• A•••••••
Legal name G••••••• P••• G••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 16, 2012 · 21 filings
SEC status approved since Jul 6, 2011
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$238M
derived; firm RAUM over IAPD count
Employees
50
33 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$3.8B as of Mar 30, 2026
Mar 16, 2012$88.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)16 as of Mar 30, 2026
Mar 16, 20120 then
Employees (5.A)50 as of Mar 30, 2026
Mar 25, 201316 then
Private funds2 as of Mar 30, 2026
Mar 25, 20131 then
RAUM -22% over the last fiscal year-15% a year over threeIARs 17 to 16offices 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $238MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $224MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.1derivedItem 5.A over advisors
- Advisors per office
- 4.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -5.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $210M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.5B66%
- Charitable organizations$639M17%
- State and municipal entities$404M11%
- Pooled investment vehicles$210M5.5%
- Other investment advisers$59.0M1.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $210M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• T••••••• G•••••••Chartered Financial Analyst | Salt Lake City, Ut | Aug 26, 2015 | 33 y | 1 |
| R•••• E•••••• P•••••Chartered Financial Analyst | Salt Lake City, Ut | Aug 26, 2015 | 15 y | 0 |
| L••••• C••Chartered Financial Analyst | Salt Lake City, Ut | Oct 13, 2015 | 20 y | 0 |
| E••• W•••••• H•••••• | Salt Lake City, Ut | Oct 13, 2015 | 19 y | 0 |
| R••••• S••• G••••Chartered Financial Analyst | Salt Lake City, Ut | Nov 2, 2015 | 15 y | 0 |
| A•• H•Chartered Financial Analyst | Salt Lake City, Ut | Nov 12, 2015 | 15 y | 0 |
| B•••••• B•••• | Salt Lake City, Ut | Sep 22, 2016 | 11 y | 0 |
| B•••• H••••• W••••• | Salt Lake City, Ut | Aug 3, 2017 | 19 y | 1 |
| T••• M•••••• M•••••• | Salt Lake City, Ut | Apr 26, 2019 | 11 y | 0 |
| J••••••• D•••••• | Salt Lake City, Ut | Oct 14, 2020 | 13 y | 0 |
| S•••••• C•••••• H•••••• | Salt Lake City, Ut | Dec 21, 2020 | 14 y | 0 |
| B••••••• R••••• G••••••• | Salt Lake City, Ut | Aug 26, 2021 | 13 y | 0 |
| P••••• S•••• N••••• | Salt Lake City, Ut | Oct 29, 2021 | 12 y | 0 |
| K•••••• D••• N••••••Chartered Financial Analyst | Salt Lake City, Ut | Dec 8, 2021 | 11 y | 0 |
| P•••••• R••••• W•••••••Chartered Financial Analyst | Salt Lake City, Ut | Dec 15, 2021 | 11 y | 0 |
| T•••• J•••• G•••••• | Salt Lake City, Ut | Sep 26, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- C••••• D•••••• W•••••• to T••••• A••••••• I••Aug 15, 2025 · Other
- M••• S•••••• M••••• to W•••••• A••••••• L•Feb 25, 2025 · Other
- S••••• P•••••• R•••• to W•••••• A••••••• L•Jul 28, 2023 · Other
- M••• R••••• S••••••• to C••••••• G••••• L••Sep 14, 2022 · Other
- S•••••• P••• S•••••• to S•••• C•••••• A•••••••• L••Mar 17, 2017 · Other
Joined, latest
- B•••• H••••• W••••• from W•••••• A••••••• L•Aug 3, 2017 · Other
- M••• S•••••• M••••• from R•• D••••• C••••••• L••Sep 21, 2016 · Other
- R••••• T••••••• G••••••• from W•••••• A••••••• L•Aug 26, 2015 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• P••• G••••• O••••••••• L••• | Hedge Fund | $275M | 5 | Aug 10, 2012 |
| G••••••• P••• I••••••••• S••••••••• L••• | Hedge Fund | $232M | 6 | Mar 24, 2016 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• R•••••• T••••••• · Chairman, Managercontrolsince 07/2011 · owns less than 5%
- H••••••• E•••• W•••••• · President, Coo, Managercontrolsince 07/2011 · owns less than 5%
- P•••••• R••••• E•••••• · Manager, Chief Investment Officercontrolsince 01/2022 · owns less than 5%
- W•••••• B••••• H••••• · Ceo, Managercontrolsince 01/2017 · owns less than 5%
- G•••••••• B••••••• R• · Trusteecontrolsince 12/2017 · owns F of T•• G••••••• G••••••• T••••
- G•••••••• G•••• T• · Trusteecontrolsince 12/2017 · owns F of T•• G••••••• G••••••• T••••
- G•••••••• R•••••• T••••••• · Managercontrolsince 09/2011 · owns F of G••••••• G••••••• T•••••• L••
- G•••••••• S••••••• B•••• · Managercontrolsince 09/2011 · owns F of G••••••• G••••••• T•••••• L••
- H••••••• S•••••• M• · Trusteecontrolsince 12/2017 · owns F of T•• G••••••• G••••••• T••••
- H••••••• E•••• W•••••• · Managercontrolsince 01/2024 · owns F of G••••••• P••• G••••• H•••••••• L••
- P•••••• R••••• E•••••• · Managercontrolsince 01/2024 · owns F of G••••••• P••• G••••• H•••••••• L••
- W•••••• B••••• H••••• · Membercontrolsince 01/2024 · owns 25% to 50% of G••••••• P••• G••••• H•••••••• L••
- V••••••• J••••••• M• · Chief Compliance Officer, General Counselsince 06/2020 · owns less than 5%
Entity owners
- G••••••• P••• G••••• H•••••••• L•• · Memberdirect · owns 75% or more
- G••••••• G••••••• T•••••• L•• · Memberindirect · owns 25% to 50% of G••••••• P••• G••••• H•••••••• L••
- T•• G••••••• G••••••• T•••• · Memberindirect · owns 75% or more of G••••••• G••••••• T•••••• L••
Related persons
Schedule D 7.A
- R•••••• G••••• A•••••••• L••investment adviseryRAUM $197M
Advisers that list G••••••• P••• G••••• A••••••• as a related person
- 286313 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 16 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 27% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 9.3 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 18 to 17Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 36 to 33Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 1.0 to unsetMar 28, 2025 to Mar 30, 2026
- Assets in custody · $276M to $210MMar 28, 2025 to Mar 30, 2026
- Employees · 53 to 50Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 17 to 16Mar 28, 2025 to Mar 30, 2026
- Other offices · 2 to 3Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.9B to $3.8BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $276M to $210MMar 28, 2025 to Mar 30, 2026
- RAUM · $4.9B to $3.8BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 37 to 36Mar 28, 2024 to Mar 28, 2025
- Charity clients · unset to 2.0Mar 28, 2024 to Mar 28, 2025
- Corporate clients · unset to 1.0Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $507M to $276MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $6.3B to $4.9BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $507M to $276MMar 28, 2024 to Mar 28, 2025
- RAUM · $6.3B to $4.9BMar 28, 2024 to Mar 28, 2025
- Related adviser · true to falseMar 28, 2024 to Mar 28, 2025
- Advisory employees · 32 to 37Mar 29, 2023 to Mar 28, 2024
- BD registered reps · 6 to 4Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $504M to $507MMar 29, 2023 to Mar 28, 2024
- State-registered IARs · 18 to 17Mar 29, 2023 to Mar 28, 2024
- Other offices · 1 to 2Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.2B to $6.3BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $504M to $507MMar 29, 2023 to Mar 28, 2024
- RAUM · $6.2B to $6.3BMar 29, 2023 to Mar 28, 2024
- Accounts · 15 to 18Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 36 to 32Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $766M to $504MMar 30, 2022 to Mar 29, 2023
- Employees · 50 to 53Mar 30, 2022 to Mar 29, 2023
- State-registered IARs · 15 to 18Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $8.6B to $6.2BMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $766M to $504MMar 30, 2022 to Mar 29, 2023
- RAUM · $8.6B to $6.2BMar 30, 2022 to Mar 29, 2023
- Accounts · 14 to 15Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 35 to 36Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $628M to $766MMar 31, 2021 to Mar 30, 2022
- Employees · 49 to 50Mar 31, 2021 to Mar 30, 2022
- State-registered IARs · 12 to 15Mar 31, 2021 to Mar 30, 2022
Signals
12 dated events
- C••••• D•••••• W•••••• left G••••••• P••• G••••• A••••••• for T••••• A••••••• I•• (registered 2025-09-30)Aug 15, 2025 · Advisor changed firm · fact
- M••• S•••••• M••••• left G••••••• P••• G••••• A••••••• for W•••••• A••••••• L• (registered 2025-07-14)Feb 25, 2025 · Advisor changed firm · fact
- A Martha Thomas (Trustee) no longer on Schedule A of G••••••• P••• G••••• A••••••• (listed 2023-03-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- S••••• P•••••• R•••• left G••••••• P••• G••••• A••••••• for W•••••• A••••••• L• (registered 2024-06-18)Jul 28, 2023 · Advisor changed firm · fact
- G••••••• P••• G••••• A••••••• reported RAUM $6.2B, down 28% from $8.6B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- M••• R••••• S••••••• left G••••••• P••• G••••• A••••••• for C••••••• G••••• L•• (registered 2022-09-19)Sep 14, 2022 · Advisor changed firm · fact
- G••••••• P••• G••••• A••••••• reported RAUM $8.6B, up 25% from $6.9B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- A Martha Thomas (Trustee) appeared on Schedule A of G••••••• P••• G••••• A•••••••Mar 30, 2022 · Control person joined · fact
- Everett Randy Pearce (Manager, Chief Investment Officer) appeared on Schedule A of G••••••• P••• G••••• A•••••••Mar 30, 2022 · Control person joined · fact
- G••••••• P••• G••••• A••••••• reported RAUM $6.9B, up 50% from $4.6B (2020-06-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- G••••••• P••• G••••• A••••••• reported RAUM $4.6B, up 36% from $3.4B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- G••••••• P••• G••••• A••••••• reported RAUM $4.0B, up 38% from $2.9B (2017-05-12 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/grandeur-peak-global-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-384-0000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $238Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026