DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Katherine Elizabeth Glidden

Wells Fargo AdvisorswirehouseManchester By The Sea, Madual registrantIAPD 4605510

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jun 17, 2026

In the industry

18 y

since Apr 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jun 17, 2026 · Manchester By The Sea, Ma
Beauport Financial Services, LLC state registered
Oct 17, 2024 to Jun 3, 2026 · Gloucester, Ma
Valmark Advisers, Inc. BD affiliated
Aug 14, 2024 to Jun 1, 2026 · Gloucester, Ma
Gallagher Fiduciary Advisors, LLC institutional
Jul 26, 2023 to Aug 13, 2024 · Wakefield, Ma
F3logic, LLC former
Nov 7, 2017 to May 19, 2023 · Wakefield, Ma
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Sep 4, 2013 to Nov 10, 2017 · Wakefield, Ma

Moves

a registration end followed by a registration begin elsewhere

Beauport Financial Services, LLC to Wells Fargo Advisors
left Jun 3, 2026, registered Jun 17, 2026 (14 days) · Other
Valmark Advisers, Inc. to Beauport Financial Services, LLC
left Jun 1, 2026, registered Oct 17, 2024 (-592 days) · Affiliated broker-dealer or bank to a state-registered adviser
Gallagher Fiduciary Advisors, LLC to Valmark Advisers, Inc.
left Aug 13, 2024, registered Aug 14, 2024 (1 days) · Other
F3logic, LLC to Gallagher Fiduciary Advisors, LLC
left May 19, 2023, registered Jul 26, 2023 (68 days) · Other · moved with a team
National Planning Corporation ("Npc Of America" In Fl & Ny) to F3logic, LLC
left Nov 10, 2017, registered Nov 7, 2017 (-3 days) · Other · moved with a team

Signals

Katherine Elizabeth Glidden left Beauport Financial Services, Llc for Wells Fargo Advisors (registered 2026-06-17)
Jun 3, 2026 · Advisor changed firm · fact
Katherine Elizabeth Glidden left Valmark Advisers, Inc. for Beauport Financial Services, Llc (registered 2024-10-17)
Jun 1, 2026 · Advisor changed firm · fact
Katherine Elizabeth Glidden left Gallagher Fiduciary Advisors, Llc for Valmark Advisers, Inc. (registered 2024-08-14)
Aug 13, 2024 · Advisor changed firm · fact
Katherine Elizabeth Glidden left F3Logic, Llc for Gallagher Fiduciary Advisors, Llc (registered 2023-07-26)
May 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address