DFX Intelligence
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Registered advisor
J•• E• R•••••
Feed of 09/14/2026
Also filed as J••• E• R••••••••• E•••• R•••••
At current firm
0 y
since Jan 1, 2026
In the industry
44 y
since Dec 10, 1981 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Jan 1, 2026 · Woodbury, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 19, 2013 to Jul 9, 2014 · Minneapolis, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 2, 2008 to May 18, 2009 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to E•••• S••••••••• L••left Jul 9, 2014, registered Jan 1, 2026 (4194 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address