RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R••• R•••••••••
- C••••• • A••••••••• I••• independent RIA currentsince Aug 13, 2013 · Temple Terrace, Fl
- C• W••••• M••••••••• L•• formerMar 18, 2013 to Aug 23, 2013 · New York, Ny
- V•••••• A••••••• L•• formerAug 6, 2012 to Dec 5, 2012 · Temple Terrace, Fl
- C••••••••• S••••••••• L•• independent RIAMay 25, 2012 to Sep 5, 2012 · Lakeland, Fl
- B••••••••• I••••••••• A••••••• S••••••• formerJun 6, 2011 to Jun 14, 2012 · Lakeland, Fl
- S•••••• G••• F•••••••• C••••••••• unclassifiedFeb 9, 2006 to Feb 17, 2006 · Boca Raton, Fl
- J•• C•••••• A•••••••• L•• formerAug 9, 2005 to Mar 2, 2011 · Tampa, Fl
- C• W••••• M••••••••• L•• to C••••• • A••••••••• I•••left Aug 23, 2013, registered Aug 13, 2013 (-10 days) · Other
- V•••••• A••••••• L•• to C• W••••• M••••••••• L••left Dec 5, 2012, registered Mar 18, 2013 (103 days) · Other
- C••••••••• S••••••••• L•• to V•••••• A••••••• L••left Sep 5, 2012, registered Aug 6, 2012 (-30 days) · RIA to a newly registered adviser
- B••••••••• I••••••••• A••••••• S••••••• to C••••••••• S••••••••• L••left Jun 14, 2012, registered May 25, 2012 (-20 days) · Other
- J•• C•••••• A•••••••• L•• to S•••••• G••• F•••••••• C•••••••••left Mar 2, 2011, registered Feb 9, 2006 (-1847 days) · Other
- S•••••• G••• F•••••••• C••••••••• to B••••••••• I••••••••• A••••••• S•••••••left Feb 17, 2006, registered Jun 6, 2011 (1935 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address