DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allen Richard Dearing
Feed of 09/14/2026
Also filed as Al Richard Dearing
At current firm
1 y
since May 1, 2025
In the industry
45 y
since Sep 14, 1981 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 1, 2025 · Elm Grove, Wi
- Grove Point Advisors, LLC formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- Annex Wealth Management, LLC independent RIAJun 19, 2012 to Apr 30, 2019 · Brookfield, Wi
- H. Beck, Inc. formerJan 4, 2010 to Apr 1, 2021 · Elm Grove, Wi
- LPL Financial LLC BD affiliatedSep 8, 2009 to Dec 31, 2009 · Brookfield, Wi
- Waterstone Financial Group, Inc. unclassifiedSep 11, 2002 to Sep 8, 2009 · Boston, Ma
- Ffp Advisory Services Inc unclassifiedFeb 11, 1993 to Sep 13, 2002 · Brookfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- Grove Point Advisors, LLC to LPL Financial LLCleft May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- H. Beck, Inc. to Annex Wealth Management, LLCleft Apr 1, 2021, registered Jun 19, 2012 (-3208 days) · Other
- Annex Wealth Management, LLC to Grove Point Advisors, LLCleft Apr 30, 2019, registered Apr 1, 2021 (702 days) · RIA to affiliated broker-dealer or bank · moved with a team
- LPL Financial LLC to H. Beck, Inc.left Dec 31, 2009, registered Jan 4, 2010 (4 days) · Other
- Waterstone Financial Group, Inc. to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- Ffp Advisory Services Inc to Waterstone Financial Group, Inc.left Sep 13, 2002, registered Sep 11, 2002 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address