DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jay Lee Goldberg
Certified Financial Planner
Feed of 09/14/2026
At current firm
13 y
since Oct 12, 2012
In the industry
44 y
since Nov 12, 1981 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mosaic Advisors independent RIA currentsince Oct 12, 2012 · Houston, Tx
- Fsc Securities Corporation formerFeb 17, 2012 to Mar 31, 2015 · Atlanta, Ga
- Bok Financial Advisors BD affiliatedNov 29, 2011 to Feb 17, 2012 · Houston, Tx
- Pnc Managed Account Solutions, Inc. formerFeb 17, 2005 to Jan 12, 2012 · Houston, Tx
- Amegy Investments, Inc. formerJan 7, 2004 to Nov 12, 2004 · Houston, Tx
- Raymond James & Associates, Inc. national BDNov 12, 1998 to Aug 5, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Mosaic Advisorsleft Mar 31, 2015, registered Oct 12, 2012 (-900 days) · Other · moved with a team
- Bok Financial Advisors to Fsc Securities Corporationleft Feb 17, 2012, registered Feb 17, 2012 (0 days) · Other
- Pnc Managed Account Solutions, Inc. to Bok Financial Advisorsleft Jan 12, 2012, registered Nov 29, 2011 (-44 days) · Other
- Amegy Investments, Inc. to Pnc Managed Account Solutions, Inc.left Nov 12, 2004, registered Feb 17, 2005 (97 days) · Other
- Raymond James & Associates, Inc. to Amegy Investments, Inc.left Aug 5, 2002, registered Jan 7, 2004 (520 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address