DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Michael Clinton
Feed of 09/15/2026
At current firm
1 y
since Jan 1, 2025
In the industry
48 y
since Jan 1, 1978 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sowell Management independent RIA currentsince Jan 1, 2025 · Norman, Ok
- Private Advisor Group, LLC BD affiliatedMay 21, 2021 to Apr 10, 2023 · Norman, Ok
- Sowell Management independent RIAMar 15, 2017 to May 21, 2021 · Norman, Ok
- Clinton Wealth Management LLC unclassifiedSep 30, 2015 to Dec 31, 2017 · Norman, Ok
- Great Valley Advisor Group, LLC independent RIAJul 17, 2014 to Dec 15, 2015 · Berwyn, Pa
- Sowell Management independent RIAJun 4, 2013 to Aug 20, 2014 · North Little Rock, Ar
- American Family Legacy Group state registeredJan 24, 2011 to May 29, 2013 · Norman, Ok
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Sowell Managementleft Apr 10, 2023, registered Jan 1, 2025 (632 days) · Affiliated broker-dealer or bank to independent RIA
- Sowell Management to Private Advisor Group, LLCleft May 21, 2021, registered May 21, 2021 (0 days) · RIA to affiliated broker-dealer or bank
- Clinton Wealth Management LLC to Sowell Managementleft Dec 31, 2017, registered Mar 15, 2017 (-291 days) · Other
- Great Valley Advisor Group, LLC to Clinton Wealth Management LLCleft Dec 15, 2015, registered Sep 30, 2015 (-76 days) · Other
- Sowell Management to Great Valley Advisor Group, LLCleft Aug 20, 2014, registered Jul 17, 2014 (-34 days) · Other
- American Family Legacy Group to Sowell Managementleft May 29, 2013, registered Jun 4, 2013 (6 days) · Other
Signals
- Robert Michael Clinton left Private Advisor Group, Llc for Sowell Management (registered 2025-01-01)Apr 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address