DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Collins Aldendifer
Feed of 09/14/2026
Also filed as Jim Aldendifer
At current firm
13 y
since Jun 3, 2013
In the industry
44 y
since Dec 4, 1981 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jun 3, 2013 · Plano, Tx
- Morgan Stanley wirehouseJun 1, 2009 to Jun 13, 2013 · Dallas, Tx
- Citigroup Global Markets Inc. BD affiliatedAug 23, 1983 to Jun 1, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Raymond James Financial Services Advisors, Incleft Jun 13, 2013, registered Jun 3, 2013 (-10 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address