RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R•••••• T•••••
- M••••• S•••••• wirehouse currentsince Nov 4, 2014 · West Palm Beach, Fl
- C•••••• G••••••• T•••• C•••••• formerJan 5, 2006 to Oct 24, 2014 · Chicago, Il
- A••••••••• L••• otherAug 2, 2000 to Dec 4, 2003 · Chicago, Il
- C•••••• G••••••• T•••• C•••••• to M••••• S••••••left Oct 24, 2014, registered Nov 4, 2014 (11 days) · Other
- A••••••••• L••• to C•••••• G••••••• T•••• C••••••left Dec 4, 2003, registered Jan 5, 2006 (763 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address