DFX Intelligence
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Registered advisor
J•••••• M••• H•••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHighlands Ranch, Co dual registrantIAPD 1020167
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as J••• H•••••••
At current firm
18 y
since Aug 12, 2008
In the industry
29 y
since Jan 3, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 12, 2008 · Highlands Ranch, Co
- C••••• A••••••• L•• formerAug 22, 2006 to Sep 1, 2006 · Greenwood Village, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 22, 2003 to Aug 13, 2008 · Greenwood Villa, Co
- C••••• A••••••• L•• formerJan 4, 2002 to Jul 19, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• A••••••• L••left Aug 13, 2008, registered Aug 22, 2006 (-722 days) · Other
- C••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 1, 2006, registered Aug 12, 2008 (711 days) · Other
- C••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 19, 2002, registered May 22, 2003 (307 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address