M••• W• V•••••••

• P••• A••••• S••••••••• L•• BD affiliated current
  since Sep 2, 2004 · San Diego, Ca
• W••••• A••••••••• I••• unclassified
  Sep 15, 2003 to Aug 12, 2004 · San Diego, Ca
• H•••••• T••••••• • K•••• L•• independent RIA
  Jul 11, 2003 to Aug 2, 2004 · San Diego, Ca

• W••••• A••••••••• I••• to P••• A••••• S••••••••• L••
  left Aug 12, 2004, registered Sep 2, 2004 (21 days) · Other
• H•••••• T••••••• • K•••• L•• to W••••• A••••••••• I•••
  left Aug 2, 2004, registered Sep 15, 2003 (-322 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

44derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address