DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Edward Szymanski
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
9 y
since Mar 21, 2017
In the industry
44 y
since Dec 22, 1981 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Capital Management LLC independent RIA currentsince Mar 21, 2017 · Duluth, Ga
- Horter Investment Management, LLC independent RIAJan 6, 2015 to Mar 17, 2017 · Suwanee, Ga
- E*Trade Capital Management, LLC formerJan 14, 2014 to Nov 21, 2014 · Arlington, Va
- Cetera Investment Services LLC formerApr 11, 2013 to Jan 9, 2014 · Duluth, Ga
- Bny Mellon Advisors, Inc. bank affiliatedNov 5, 2004 to Feb 25, 2008 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- Horter Investment Management, LLC to Brookstone Capital Management LLCleft Mar 17, 2017, registered Mar 21, 2017 (4 days) · Other
- E*Trade Capital Management, LLC to Horter Investment Management, LLCleft Nov 21, 2014, registered Jan 6, 2015 (46 days) · Other
- Cetera Investment Services LLC to E*Trade Capital Management, LLCleft Jan 9, 2014, registered Jan 14, 2014 (5 days) · Other
- Bny Mellon Advisors, Inc. to Cetera Investment Services LLCleft Feb 25, 2008, registered Apr 11, 2013 (1872 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address