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Registered advisor
J••• Y•••••• H••••
Feed of 09/14/2026
Also filed as J••• Y•••••• IV H••••
At current firm
3 y
since Sep 1, 2023
In the industry
44 y
since Dec 28, 1981 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Scottsdale, Az
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Sep 1, 2023 · Scottsdale, Az
- S••••••••• S••••••••• I••• unclassifiedSep 21, 2005 to Oct 31, 2005 · Phoenix, Az
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Dec 1, 2003 · Scottsdale, Az
- P••••••••• E••••• G••••• L•• unclassifiedDec 10, 2002 to Jul 1, 2003 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••••• S••••••••• I•••left Dec 1, 2003, registered Sep 21, 2005 (660 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address