DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Martin Peterson
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Nov 30, 2016
In the industry
41 y
since Feb 5, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 30, 2016 · Portland, Or
- Financial Engines Advisor Center, LLC formerAug 19, 2015 to Nov 30, 2016 · Portland, Or
- The Mutual Fund Store unclassifiedOct 20, 2008 to Dec 9, 2008 · Overland Park, Ks
- The Mutual Fund Store formerJul 25, 2007 to Sep 9, 2015 · Portland, Or
- Park Avenue Securities LLC BD affiliatedFeb 28, 2007 to Jul 16, 2007 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to The Mutual Fund Storeleft Sep 9, 2015, registered Oct 20, 2008 (-2515 days) · Other
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Dec 9, 2008, registered Aug 19, 2015 (2444 days) · Other
- Park Avenue Securities LLC to The Mutual Fund Storeleft Jul 16, 2007, registered Jul 25, 2007 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address