RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• K••• H•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 2, 2021 · Malvern, Pa
- H••••• F•••••••• A•••••••• I••• formerFeb 10, 2005 to Jul 8, 2021 · Malvern, Pa
- I•• R•••••• A••••••• I•• formerJan 3, 1995 to Aug 22, 2006 · Berwyn, Pa
- A••••••• F•••••••• M••••••••• G••••• L••• formerFeb 27, 1992 to Mar 2, 2006 · Berwyn, Pa
- H••••• F•••••••• A•••••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Jul 8, 2021, registered Jul 2, 2021 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I•• R•••••• A••••••• I•• to H••••• F•••••••• A•••••••• I•••left Aug 22, 2006, registered Feb 10, 2005 (-558 days) · Other
- A••••••• F•••••••• M••••••••• G••••• L••• to I•• R•••••• A••••••• I••left Mar 2, 2006, registered Jan 3, 1995 (-4076 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address