DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jesse Gordon Parks
Feed of 09/14/2026
At current firm
9 y
since Jun 13, 2017
In the industry
44 y
since Feb 5, 1982 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Jun 13, 2017 · Goldsboro, Nc
- Stonex Advisors Inc. BD affiliatedJul 1, 2016 to Jun 15, 2017 · Goldsboro, Nc
- Sterne Agee Asset Management, Inc. formerOct 12, 2005 to Jul 5, 2016 · Goldsboro, Nc
- Sterne, Agee & Leach, Inc. unclassifiedMar 11, 2005 to Oct 12, 2005 · Goldsboro, Nc
- Wells Fargo Advisors wirehouseJun 21, 2002 to Oct 23, 2003 · Goldsboro, Nc
- Wachovia Securities, Inc. unclassifiedJan 28, 2002 to Jun 21, 2002 · Goldsboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- Stonex Advisors Inc. to Janney Montgomery Scott LLCleft Jun 15, 2017, registered Jun 13, 2017 (-2 days) · Other
- Sterne Agee Asset Management, Inc. to Stonex Advisors Inc.left Jul 5, 2016, registered Jul 1, 2016 (-4 days) · Other · moved with a team
- Sterne, Agee & Leach, Inc. to Sterne Agee Asset Management, Inc.left Oct 12, 2005, registered Oct 12, 2005 (0 days) · Other
- Wells Fargo Advisors to Sterne, Agee & Leach, Inc.left Oct 23, 2003, registered Mar 11, 2005 (505 days) · Other
- Wachovia Securities, Inc. to Wells Fargo Advisorsleft Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address