DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Stuart Mickey

Aviso Wealth Managementindependent RIADoylestown, Padual registrantIAPD 1028056

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tim Mickey

At current firm

9 y

since Jan 3, 2017

In the industry

44 y

since Mar 5, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: tmickey@avisofinancial.comreportedavisofinancial.comfirm site, Sep 17, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Aviso Wealth Management independent RIA current
since Jan 3, 2017 · Doylestown, Pa
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Oct 3, 2023 · Warminster, Pa
Aviso Wealth Management independent RIA
Jun 10, 2013 to Dec 31, 2016 · Bethesda, Md
First Allied Advisory Services, Inc. former
Apr 29, 2013 to Nov 12, 2020 · San Diego, Ca
Monument Wealth Management independent RIA
Aug 17, 2012 to Apr 29, 2013 · Alexandria, Va
LPL Financial LLC BD affiliated
May 23, 2008 to Aug 17, 2012 · Alexandria, Va
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 21, 1999 to May 30, 2008 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to no registered destination
left Oct 3, 2023 · Departure, no registered destination
First Allied Advisory Services, Inc. to Aviso Wealth Management
left Nov 12, 2020, registered Jun 10, 2013 (-2712 days) · Other
Monument Wealth Management to First Allied Advisory Services, Inc.
left Apr 29, 2013, registered Apr 29, 2013 (0 days) · Other
LPL Financial LLC to Monument Wealth Management
left Aug 17, 2012, registered Aug 17, 2012 (0 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left May 30, 2008, registered May 23, 2008 (-7 days) · Other

Signals

Timothy Stuart Mickey no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPD
Oct 3, 2023 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address