DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Monument Wealth Management
Legal name Monument Capital Management, LLC
Latest filing Aug 12, 2026
First filing on the tape Jun 8, 2012 · 43 filings
SEC status approved since Jun 15, 2012
RAUM
$648M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$648M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$72.0M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$648M as of Aug 12, 2026
Mar 28, 2013$150M then
HNW client RAUM$598M as of Aug 12, 2026
Mar 30, 2018$208M then
State-registered IARs (5.B.3)9 as of Aug 12, 2026
Mar 28, 20134 then
Employees (5.A)11 as of Aug 12, 2026
Mar 28, 201312 then
Private funds: no history
RAUM +39% over the last fiscal year+17% a year over threeIARs 8 to 9offices 5 to 8
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
- RAUM per advisor
- $72.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $669,159derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.0derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $276M, 154 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$598M92%
- Individuals$50.9M7.9%
- Individual clients
- 119reported
- HNW clients
- 120reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 969reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $276M for 154 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dean Joseph CatinoCertified Financial Planner | Warrenton, Va | Aug 20, 2012 | 24 y | 2 |
| David Bruce ArmstrongChartered Financial Analyst | Alexandria, Va | Feb 26, 2013 | 26 y | 2 |
| Emily Marie HarperCertified Financial Planner | Alexandria, Va | Oct 6, 2017 | 14 y | 1 |
| Jessica Lydia GibbsCertified Financial Planner | Alexandria, Va | Oct 11, 2018 | 11 y | 0 |
| Cathleen Deronja Phelps | Alexandria, Va | Feb 28, 2022 | 21 y | 0 |
| Nathan Wade Tonsager | Alexandria, Va | Jun 14, 2022 | 12 y | 2 |
| Bianca Sophie SanCertified Financial Planner | Alexandria, Va | Jul 15, 2025 | 11 y | 2 |
| Lucas Walter Hodge | Hyattsville, Md | Mar 22, 2026 | 13 y | 2 |
| David Richard NelsonChartered Financial Analyst | Mclean, Va | Apr 1, 2026 | 22 y | 4 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
- Erin Michael Hay to Austin Wealth Management, LLCJan 20, 2026 · RIA to RIA
- Ann Goldschmidt Schnorrenberg to Savant Wealth ManagementMar 16, 2017 · Other
- Timothy Stuart Mickey to First Allied Advisory Services, Inc.Apr 29, 2013 · Other
Joined, latest
- David Richard Nelson from Verdence Capital Advisors, LLCApr 1, 2026 · RIA to RIA
- Lucas Walter Hodge from Verdence Capital Advisors, LLCMar 22, 2026 · RIA to RIA
- Bianca Sophie San from Cassaday & Company, Inc.Jul 15, 2025 · RIA to RIA
- Nathan Wade Tonsager from Campbell Wealth Management, Inc.Jun 14, 2022 · RIA to RIA
- Emily Marie Harper from T. Rowe Price Advisory Services, Inc.Oct 6, 2017 · Other
- David Bruce Armstrong from LPL Financial LLCFeb 26, 2013 · Other
- Dean Joseph Catino from LPL Financial LLCAug 20, 2012 · Other
- Timothy Stuart Mickey from LPL Financial LLCAug 17, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bruce David Armstrong · Managing Member And Chief Compliance Officercontrolsince 06/2012 · owns 25% to 50%
- Joseph Dean Catino · Membercontrolsince 06/2012 · owns 25% to 50%
- Lydia Jessica Gibbs · Member / Vice Presidentsince 07/2021 · owns less than 5%
- Marie Emily Harper · Member / Vice Presidentsince 07/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alexandria, Va · principal | 9 | 2 | 0 | ||
| Austin, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Warrenton, VA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 24, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-22 and 2026-03-24; the peer median change was 0.0% (233 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 841 to 969Mar 24, 2026 to Aug 12, 2026
- Advisory employees · 8 to 9Mar 24, 2026 to Aug 12, 2026
- HNW clients · 105 to 120Mar 24, 2026 to Aug 12, 2026
- Individual clients · 110 to 119Mar 24, 2026 to Aug 12, 2026
- Assets in custody · $254M to $276MMar 24, 2026 to Aug 12, 2026
- State-registered IARs · 8 to 9Mar 24, 2026 to Aug 12, 2026
- Discretionary RAUM · $517M to $633MMar 24, 2026 to Aug 12, 2026
- HNW RAUM · $490M to $598MMar 24, 2026 to Aug 12, 2026
- Individual RAUM · $42.1M to $50.9MMar 24, 2026 to Aug 12, 2026
- Non-discretionary RAUM · $14.8M to $15.3MMar 24, 2026 to Aug 12, 2026
- RAUM · $532M to $648MMar 24, 2026 to Aug 12, 2026
- Accounts · 842 to 841Nov 7, 2025 to Mar 24, 2026
- Individual clients · 108 to 110Nov 7, 2025 to Mar 24, 2026
- Assets in custody · $238M to $254MNov 7, 2025 to Mar 24, 2026
- Employees · 10 to 11Nov 7, 2025 to Mar 24, 2026
- Discretionary RAUM · $450M to $517MNov 7, 2025 to Mar 24, 2026
- HNW RAUM · $428M to $490MNov 7, 2025 to Mar 24, 2026
- Individual RAUM · $36.7M to $42.1MNov 7, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $15.4M to $14.8MNov 7, 2025 to Mar 24, 2026
- RAUM · $465M to $532MNov 7, 2025 to Mar 24, 2026
- Other offices · 5 to 8Mar 22, 2025 to Nov 7, 2025
- Accounts · 826 to 842Nov 21, 2024 to Mar 22, 2025
- HNW clients · 107 to 105Nov 21, 2024 to Mar 22, 2025
- Individual clients · 99 to 108Nov 21, 2024 to Mar 22, 2025
- Assets in custody · $223M to $238MNov 21, 2024 to Mar 22, 2025
- Financial planning clients · 101-250 to 101-250Nov 21, 2024 to Mar 22, 2025
- Discretionary RAUM · $417M to $450MNov 21, 2024 to Mar 22, 2025
- HNW RAUM · $402M to $428MNov 21, 2024 to Mar 22, 2025
- Individual RAUM · $31.8M to $36.7MNov 21, 2024 to Mar 22, 2025
- Non-discretionary RAUM · $16.6M to $15.4MNov 21, 2024 to Mar 22, 2025
- RAUM · $434M to $465MNov 21, 2024 to Mar 22, 2025
- Accounts · 837 to 826Nov 30, 2023 to Mar 20, 2024
- HNW clients · 115 to 107Nov 30, 2023 to Mar 20, 2024
- Individual clients · 94 to 99Nov 30, 2023 to Mar 20, 2024
- Assets in custody · $140M to $223MNov 30, 2023 to Mar 20, 2024
- Discretionary RAUM · $386M to $417MNov 30, 2023 to Mar 20, 2024
- HNW RAUM · $372M to $402MNov 30, 2023 to Mar 20, 2024
- Individual RAUM · $28.2M to $31.8MNov 30, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $13.9M to $16.6MNov 30, 2023 to Mar 20, 2024
- RAUM · $400M to $434MNov 30, 2023 to Mar 20, 2024
Signals
2 dated events
- Erin Michael Hay left Monument Wealth Management for Austin Wealth Management, Llc (registered 2026-01-25)Jan 20, 2026 · Advisor changed firm · fact
- Monument Wealth Management, Llc filed its initial SEC registration (Form ADV)Jun 8, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/monument-wealth-management/kreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-504-9600reportedpublic record, Form ADV, Aug 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026