DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aviso Wealth Management
Latest filing Aug 5, 2026
First filing on the tape Mar 12, 2012 · 36 filings
SEC status approved since Mar 22, 1999
RAUM
$621M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$585M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$69.0M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$621M as of Aug 5, 2026
Mar 12, 2012$62.6M then
HNW client RAUM$381M as of Aug 5, 2026
Mar 29, 2018$44.3M then
State-registered IARs (5.B.3)9 as of Aug 5, 2026
Mar 12, 20120 then
Employees (5.A)9 as of Aug 5, 2026
Apr 30, 20133 then
Private funds: no history
RAUM +26% over the last fiscal year+41% a year over threeIARs 9 to 9offices 6 to 8
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $69.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $283,050derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$381M61%
- Individuals$203M33%
- Corporations and businesses$27.3M4.4%
- Pension and profit-sharing plans$5.8M0.9%
- Charitable organizations$3.4M0.5%
- Individual clients
- 755reported
- HNW clients
- 158reported
- Pension plan clients
- 2reported
- Charitable clients
- 2reported
- Accounts
- 2,195reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joyce Anne Provost | Seattle, Wa | Jan 3, 2017 | 20 y | 6 |
| Joseph Alan Perry | Selinsgrove, Pa | Jan 3, 2017 | 30 y | 8 |
| William Basil Verrill | Southampton, Pa | Jan 3, 2017 | 19 y | 5 |
| Timothy Stuart MickeyCertified Financial Planner | Doylestown, Pa | Jan 3, 2017 | 44 y | 6 |
| Kayla Jo WelkerCertified Financial Planner | Selinsgrove, Pa | Oct 20, 2021 | 11 y | 1 |
| Diana Kon | Bellevue, Wa | Oct 2, 2023 | 13 y | 2 |
| Bryant William Boswell | Washington, Dc | Oct 2, 2023 | 13 y | 1 |
| Craig Russell LawlerChartered Financial Consultant | Selinsgrove, Pa | Oct 31, 2023 | 44 y | 3 |
| John Antonio PalmieriChartered Financial Consultant | Warren, Pa | Mar 18, 2025 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Eduardo Saulo Alzona to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 31, 2017 · Other
- Joseph Alan Perry to Jhs Capital Advisors, LLCDec 31, 2016 · Other
- William Basil Verrill to First Allied Advisory Services, Inc.Dec 31, 2016 · Other
- Jonathan Andrew Moyer to Cwm, LLCNov 18, 2015 · Other
- Eduardo Saulo Alzona to Jhs Capital Advisors, LLCSep 9, 2011 · Other
- John Joseph Cortale to Jhs Capital Advisors, LLCSep 9, 2011 · Other
- Philip Laurence Murphy to Plm Investment Advisers, Inc.Nov 13, 2006 · Other
Joined, latest
- John Antonio Palmieri from LPL Financial LLCMar 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Craig Russell Lawler from Cetera Investment Advisers LLCOct 31, 2023 · Affiliated broker-dealer or bank to independent RIA
- Diana Kon from Cetera Investment Advisers LLCOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Bryant William Boswell from Cetera Investment Advisers LLCOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Kayla Jo Welker from Cetera Investment Advisers LLCOct 20, 2021 · Affiliated broker-dealer or bank to independent RIA
- Joseph Alan Perry from First Allied Advisory Services, Inc.Jan 3, 2017 · Other
- William Basil Verrill from First Allied Advisory Services, Inc.Jan 3, 2017 · Other
- Eduardo Saulo Alzona from First Allied Advisory Services, Inc.Oct 27, 2016 · Other
- Jonathan Andrew Moyer from First Allied Advisory Services, Inc.Jun 25, 2015 · Other
- Timothy Stuart Mickey from First Allied Advisory Services, Inc.Jun 10, 2013 · Other
- Joyce Anne Provost from First Allied Advisory Services, Inc.Jan 8, 2013 · Other
- John Joseph Cortale from Gunnallen Financial, IncMar 9, 2010 · Other
- Eduardo Saulo Alzona from Gunnallen Financial, IncMay 26, 2009 · Other
- Joseph Alan Perry from Gunnallen Financial, IncJun 21, 2007 · Other
- William Basil Verrill from Gunnallen Financial, IncJun 21, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Joseph Perry · Presidentcontrolsince 06/2007 · owns 75% or more
- Anne Joyce Provost · Chief Compliance Officersince 04/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa | 3 | 0 | 0 | ||
| Selinsgrove, Pa | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Northumberland, PA3 employees
- Doylestown, PA2 employees
- Washington, DC2 employees
- Augusta, ME1 employees
- Tarrytown, NY1 employees
What changed
consecutive filings, newest first
- Other offices · 7 to 8Sep 2, 2025 to Mar 24, 2026
- Discretionary RAUM · $466M to $570MSep 2, 2025 to Mar 24, 2026
- HNW RAUM · $286M to $381MSep 2, 2025 to Mar 24, 2026
- Individual RAUM · $174M to $203MSep 2, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $29.3M to $50.9MSep 2, 2025 to Mar 24, 2026
- Pension RAUM · $4.8M to $5.8MSep 2, 2025 to Mar 24, 2026
- RAUM · $495M to $621MSep 2, 2025 to Mar 24, 2026
- Accounts · 1,904 to 2,195Sep 2, 2025 to Mar 24, 2026
- Charity clients · 3 to 2Sep 2, 2025 to Mar 24, 2026
- Corporate clients · 13 to 12Sep 2, 2025 to Mar 24, 2026
- HNW clients · 112 to 158Sep 2, 2025 to Mar 24, 2026
- Individual clients · 660 to 755Sep 2, 2025 to Mar 24, 2026
- Pension plan clients · 3 to 2Sep 2, 2025 to Mar 24, 2026
- Other offices · 6 to 7Mar 28, 2025 to Sep 2, 2025
- Accounts · 1,656 to 1,904Oct 18, 2024 to Mar 28, 2025
- BD registered reps · 8 to 9Oct 18, 2024 to Mar 28, 2025
- Charity clients · 1 to 3Oct 18, 2024 to Mar 28, 2025
- Corporate clients · 14 to 13Oct 18, 2024 to Mar 28, 2025
- HNW clients · 93 to 112Oct 18, 2024 to Mar 28, 2025
- Individual clients · 575 to 660Oct 18, 2024 to Mar 28, 2025
- Pension plan clients · 2 to 3Oct 18, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 26-50Oct 18, 2024 to Mar 28, 2025
- Other offices · 5 to 6Oct 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $395M to $466MOct 18, 2024 to Mar 28, 2025
- HNW RAUM · $227M to $286MOct 18, 2024 to Mar 28, 2025
- Individual RAUM · $147M to $174MOct 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $6.6M to $29.3MOct 18, 2024 to Mar 28, 2025
- Pension RAUM · $4.0M to $4.8MOct 18, 2024 to Mar 28, 2025
- RAUM · $402M to $495MOct 18, 2024 to Mar 28, 2025
- Accounts · 1,284 to 1,656Nov 21, 2023 to Mar 27, 2024
- Corporate clients · 11 to 14Nov 21, 2023 to Mar 27, 2024
- HNW clients · 37 to 93Nov 21, 2023 to Mar 27, 2024
- Individual clients · 487 to 575Nov 21, 2023 to Mar 27, 2024
- Pension plan clients · 0 to 2Nov 21, 2023 to Mar 27, 2024
- Financial planning clients · 26-50 to 11-25Nov 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $215M to $395MNov 21, 2023 to Mar 27, 2024
- HNW RAUM · $93.3M to $227MNov 21, 2023 to Mar 27, 2024
- Individual RAUM · $110M to $147MNov 21, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $7.9M to $6.6MNov 21, 2023 to Mar 27, 2024
- Pension RAUM · $0 to $4.0MNov 21, 2023 to Mar 27, 2024
Signals
2 dated events
- Aviso Wealth Management reported RAUM $621.3M, up 26% from $494.9M (2025-09-02 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Aviso Wealth Management reported RAUM $401.7M, up 80% from $223.4M (2023-11-21 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- jenny@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- jmattiello@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- kbuck@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- lhaugen@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- mgodoy@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- pcannizzo@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- tparrott@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- gnickerson@avisofinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 202-601-9997reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 202-861-7773reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 206-622-1210reportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026