RIA Intelligence

• I•••••••• A•••••••• L•• BD affiliated current
  since Oct 15, 2025 · Austin, Tx
• L••• S••••• A•••••••• L•• former
  Jul 8, 2020 to Nov 3, 2025 · Austin, Tx
• T•• A•••••••• I••• BD affiliated
  Jan 3, 2011 to Jul 17, 2020 · Sewickley, Pa
• M•• A••••••• F•••••••• M••••••••• I••• former
  Jul 17, 2008 to Jan 3, 2011 · Sewickley, Pa
• S•••••••• A••••••• L•• former
  Apr 26, 2004 to Dec 1, 2008 · Sewickley, Pa
• N••••• • L•••• S••••••••• I••• unclassified
  Feb 21, 1999 to Jan 28, 2003 · Pittsburgh, Pa

• L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••
  left Nov 3, 2025, registered Oct 15, 2025 (-19 days) · corporate re-registration, not a move
• T•• A•••••••• I••• to L••• S••••• A•••••••• L••
  left Jul 17, 2020, registered Jul 8, 2020 (-9 days) · Affiliated broker-dealer or bank to another
• M•• A••••••• F•••••••• M••••••••• I••• to T•• A•••••••• I•••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · Other
• S•••••••• A••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••
  left Dec 1, 2008, registered Jul 17, 2008 (-137 days) · Other
• N••••• • L•••• S••••••••• I••• to S•••••••• A••••••• L••
  left Jan 28, 2003, registered Apr 26, 2004 (454 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address