DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• J•••• B••••••••

S••••• A••••••• I•••BD affiliatedBirmingham, Aldual registrantIAPD 1037600

Feed of 09/14/2026

At current firm

6 y

since Dec 6, 2019

In the industry

24 y

since May 10, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• A••••••• I••• BD affiliated current
since Dec 6, 2019 · Birmingham, Al
Q•••• C•••••• S••••••••• I••• former
Aug 20, 2009 to Dec 6, 2019 · Bensalem, Pa
W••••••• F•••••••• S•••••••• I••• former
Jan 12, 2007 to Oct 1, 2007 · Bensalem, Pa
M•••• L•• unclassified
Feb 25, 2003 to Feb 10, 2004 · Abington, Pa
F••••• I••••••••• independent RIA
May 15, 2002 to Aug 2, 2002 · Bensalem, Pa

Moves

a registration end followed by a registration begin elsewhere

Q•••• C•••••• S••••••••• I••• to S••••• A••••••• I•••
left Dec 6, 2019, registered Dec 6, 2019 (0 days) · corporate re-registration, not a move
W••••••• F•••••••• S•••••••• I••• to Q•••• C•••••• S••••••••• I•••
left Oct 1, 2007, registered Aug 20, 2009 (689 days) · Other
M•••• L•• to W••••••• F•••••••• S•••••••• I•••
left Feb 10, 2004, registered Jan 12, 2007 (1067 days) · Other
F••••• I••••••••• to M•••• L••
left Aug 2, 2002, registered Feb 25, 2003 (207 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address