RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••• V••••••••
- S• A•••••••• L•• independent RIA currentsince Dec 23, 2025 · Atlanta, Ga
- O••••••••• • C•• I••• BD affiliatedFeb 2, 2018 to Dec 12, 2025 · Asheville, Nc
- W•••• F•••• A••••••• wirehouseMar 25, 2010 to Feb 1, 2018 · Asheville, Nc
- U•• F•••••••• S••••••• I••• wirehouseJun 26, 2003 to Apr 8, 2010 · Asheville, Nc
- O••••••••• • C•• I••• to S• A•••••••• L••left Dec 12, 2025, registered Dec 23, 2025 (11 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to O••••••••• • C•• I•••left Feb 1, 2018, registered Feb 2, 2018 (1 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Apr 8, 2010, registered Mar 25, 2010 (-14 days) · Wirehouse to wirehouse
- W•••••• J••• V•••••••• left O••••••••• • C•• I••• for S• A•••••••• L•• (registered 2025-12-23)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address